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George Raymond Brander

CRD# 602921·Registered 1976 - 2001
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Raymond Brander was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1976 - 2001. George had worked at 6 firms and has passed the Series 63, Series 3, PC, Series 7, Series 4, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

LEONARD & COMPANY·CRD# 36527
BD
Troy, MI
September 13, 2001 - December 18, 2001
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
June 18, 1998 - September 5, 2001
RONEY & CO.·CRD# 45091
BD
Detroit, MI
May 11, 1998 - September 25, 1999
RONEY & CO. L.L.C.·CRD# 900
BD
Detroit, MI
March 21, 1985 - May 11, 1998
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
January 31, 1980 - April 8, 1985
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
October 11, 1977 - January 31, 1980
RONEY & CO. L.L.C.·CRD# 900
BD
December 23, 1976 - October 29, 1977

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Current Firm

L&
LEONARD & COMPANY

CAMBRIDGE CAPITAL MANAGEMENT, INC. | WEALTH LINK, A DIVISION OF LEONARD & COMPANY | THE MANN GROUP, A DVISION OF LEONARD & COMPANY | THE MANN GROUP, A DIVISION OF LEONARD & COMPANY | THE AGBAY GROUP, A DIVISION OF LEONARD & COMPANY | STRATEGIC ASSET ADVISORS, A DIVISION OF LEONARD & COMPANY | QUARTON PARTNERS, A DIVISION OF LEONARD & COMPANY | PLUMMER MCINERNEY GROUP WEALTH MANAGEMENT, A DIVISION OF LEONARD & COMPANY | LEONARD FINANCIAL CORPORATION | LEONARD CAPITAL MARKETS, A DIVISION OF LEONARD & COMPANY | LEONARD ASSET MANAGEMENT, A DIVISION OF LEONARD & COMPANY | LEONARD AND COMPANY | LEONARD & COMPANY | GREAT LAKES BAY FINANCIAL, A DIVISION OF LEONARD & COMPANY | DARVIN ASSET MANAGEMENT, A DIVISION OF LEONARD & COMPANY | CCM FINANCIAL CORPORATION

CRD#: 36527 / SEC#: 801-60035, 8-47298
BD
Terminated by SEC on 09/18/2012

Contact Information

Established

Michigan since 10/18/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

LEONARD & COMPANY (3/29/2012)

Direct owners and executive officers

NamePositionCRD#
LEONARD-FRENCH HOLDINGS, INC.OWNER—
FRENCH, DAINFORTH BAKER JRPRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER2406891
WEBER, DAVID KEITHCHIEF FINANCIAL OFFICER/FIN OP4797454

Disclosures

Regulatory Event

13

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1989About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1982About the Series 3 exam

PC — AMEX Put and Call Exam

Passed Aug 1977

Series 7 — General Securities Representative Examination

Passed Dec 1976About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1986About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 1986About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Dec 1982

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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