George R. Brander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Raymond Brander was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1976. George had worked at 6 firms and has passed the Series 63, Series 3, PC, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2001 - December 18, 2001
LEONARD & COMPANY
June 18, 1998 - September 5, 2001
RAYMOND JAMES & ASSOCIATES, INC.
May 11, 1998 - September 25, 1999
RONEY & CO.
March 21, 1985 - May 11, 1998
RONEY & CO. L.L.C.
January 31, 1980 - April 8, 1985
UBS FINANCIAL SERVICES INC.
October 11, 1977 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
December 23, 1976 - October 29, 1977
RONEY & CO. L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/22/1977
AMEX Put and Call ExamSeries 8
Date: 12/2/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LEONARD & COMPANY
CRD#: 36527 / SEC#: 801-60035, 8-47298
Contact information
Disclosures
| Regulatory Event | 13 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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