SP
Shane R. Peery
CHEROKEE & WALKER MANAGEMENT
Salt Lake City, UT 84121
Some features on this profile are disabled
CRD#: 6029116
SP
Professional summary
Shane Reid Peery is a registered financial advisor currently at CHEROKEE & WALKER MANAGEMENT located in Salt Lake City, Utah.
Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Shane has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: NORTHROCK COMPANIES, LLC, DRAPER, UT. Investment-related: NO. Nature of business: MULTI-FAMILY PROPERTY ACQUISITION AND MANAGEMENT. Position/Title: BOARD MEMBER. Start Date: 12/01/2018. Approximate number of hours/month: 10-20; 10-20 DURING TRADING HOURS. Description of duties: BOARD MEMBER. 2) Name of Business: NET GAIN PROPERTIES, LLC, SALT LAKE CITY, UT. Investment-related: NO. Nature of business: RETAIL PROPERTY ACQUISITION AND DISPOSITION. Position/Title: BOARD MEMBER. Start Date: 07/01/2019. Approximate number of hours/month: 5-10; 5-10 DURING TRADING HOURS. Description of duties: BOARD MEMBER. 3) Name of Business: CW INSURANCE, INC., SALT LAKE CITY, UT. Investment-related: NO. Nature of business: PROVIDING LIABILITY AND PROPERTY INSURANCE TO MULTI-FAMILY PROPERTY TENANTS. Position/Title PRESIDENT. Start Date: 7/1/2020. Approximate number of hours/month: 10-20; 10-20 DURING TRADING HOURS. Description of duties: VARIOUS BUSINESS ACTIVITIES. 4) Name of Business: V20 ENERGY, SALT LAKE CITY, UT. Investment-related: NO. Nature of business: PROVIDING ENERGY STORAGE SYSTEMS. Position/Title MANAGER, MEMBER THROUGH RED OAK ENERGY, LLC. Start Date: 4/25/2022. Approximate number of hours/month: 5-10; 5-10 DURING TRADING HOURS. Description of duties: REVIEW FINANCIALS AND LEGAL DOCUMENTS, PROVIDE MANAGERIAL INPUT.
CRS (Client Relationship Summary) - RIA
Click below to view Shane Reid Peery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2013 - Present
CHEROKEE & WALKER MANAGEMENT
Office #1: 6440 South Wasatch Boulevard Suite 200, Salt Lake City, UT 84121RIA
CRD#: 160962
Salt Lake City, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CHEROKEE & WALKER MANAGEMENT
CHEROKEE & WALKER MANAGEMENT | CHEROKEE AND WALKER MANAGEMENT, LLC | CHEROKEE AND WALKER MANAGEMENT | CHEROKEE & WALKER MANAGEMENT, LLC
CRD#: 160962 / SEC#: 801-113327
RIA
Registered Investment Advisory firm - (5/30/2018 Approved)Utah
Registered Investment Advisory firm - (7/2/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/29/2024)
IAR
Utah(9/26/2013)
Current Firm
C&
CHEROKEE & WALKER MANAGEMENT
CHEROKEE & WALKER MANAGEMENT | CHEROKEE AND WALKER MANAGEMENT, LLC | CHEROKEE AND WALKER MANAGEMENT | CHEROKEE & WALKER MANAGEMENT, LLC
CRD#: 160962 / SEC#: 801-113327
RIA
Registered Investment Advisory firm - (5/30/2018 Approved)Utah
Registered Investment Advisory firm - (7/2/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6440 South Wasatch Boulevard Suite 200, Salt Lake City, UT 84121
Mailing Address
Phone number
(801) 278-7800
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 117,235,901 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/30/2025 | ||
| 12/11/2024 | ||
| 01/23/2024 | ||
| 02/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
