NF
Ned N. Fleming
SUNTX CAPITAL MANAGEMENT
DALLAS, TX 75240
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CRD#: 6028856
NF
Professional summary
Ned Nelson Fleming III is a registered financial advisor currently at SUNTX CAPITAL MANAGEMENT CORP. located in Dallas, Texas.
Ned is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ned has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SunTx Capital Management, LLC (SunTx) is registered as an investment adviser with the Securities and Exchange Commission (SEC) and provides investment management services for private funds and related co-investment entities (the SunTx Funds). Certain affiliated entities of SunTx that serve as management companies to the SunTx Funds rely on SunTx's registration under an umbrella registration. Mr. Fleming serves as the Managing Partner of the adviser and each relying adviser as well as other affiliated entities that serve as general partners to the SunTx Funds. Each relying adviser and general partner is identified in SunTx's Form ADV and shares a place of business with SunTx. Mr. Fleming serves as an officer or director for certain SunTx portfolio companies. Mr. Fleming has established or may establish, and may sponsor other investment teams that establish, private funds or pooled vehicles to invest in real estate, commodities and other opportunities that are outside of the SunTx Funds' investment parameters. Such investments do not involve securities and are not part of SunTx's investment advisory activities. Mr. Fleming has also, to the extent permitted by the Funds' Governing Documents, engaged in private investment opportunities that are outside the investment parameters of the SunTx Funds. Mr. Fleming does not engage in any investment-related business or occupation, other than the activities of SunTx and its affiliates and such other activities as discussed in SunTx's Form ADV Parts 2A and 2B. Mr. Fleming is not actively engaged in any other business or occupation that provides him with a substantial source of income or involves a substantial amount of his time, other than his participation in the activities of SunTx and its affiliates and such other activities as discussed in SunTx's Form ADV Parts 2A and 2B.
CRS (Client Relationship Summary) - RIA
Click below to view Ned Nelson Fleming III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2012 - Present
SUNTX CAPITAL MANAGEMENT CORP.
Office #1: Two Lincoln Centre 5420 Lbj Freeway, Suite 950, Dallas, TX 75240RIA
CRD#: 161332
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SUNTX CAPITAL MANAGEMENT CORP.
IXTHYS CAPITAL MANAGEMENT, LLC (RELYING ADVISER) | SUNTX CAPITAL SBIC CORP. (RELYING ADVISER) | SUNTX CAPITAL PARTNERS | SUNTX CAPITAL MANAGEMENT CORP. | SUNTX CAPITAL III MANAGEMENT CORP. (RELYING ADVISER) | SUNTX CAPITAL II MANAGEMENT CORP. (RELYING ADVISER)
CRD#: 161332 / SEC#: 801-74045
RIA
Registered Investment Advisory firm - (3/30/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/1/2012)
Exams
Current Firm
SC
SUNTX CAPITAL MANAGEMENT CORP.
IXTHYS CAPITAL MANAGEMENT, LLC (RELYING ADVISER) | SUNTX CAPITAL SBIC CORP. (RELYING ADVISER) | SUNTX CAPITAL PARTNERS | SUNTX CAPITAL MANAGEMENT CORP. | SUNTX CAPITAL III MANAGEMENT CORP. (RELYING ADVISER) | SUNTX CAPITAL II MANAGEMENT CORP. (RELYING ADVISER)
CRD#: 161332 / SEC#: 801-74045
RIA
Registered Investment Advisory firm - (3/30/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Two Lincoln Centre 5420 Lbj Freeway, Suite 950, Dallas, TX 75240
Mailing Address
Phone number
(972) 663-8900
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 470,690,086 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUNTX CAPITAL MANAGEMENT CORP.
CRD#: 161332Dallas, TX 75240TRUST BUT VERIFY
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