Chris G. Mendrop

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CRD#: 602870

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chris Griffin Mendrop was a registered financial professional .

Chris is a previously registered financial professional and started their career in finance in 1976. Chris had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 18, 2004 - November 20, 2018

OPES BESPOKE SECURITIES LLC

CRD#: 129841

COLORADO SPRINGS, CO

Past

January 10, 2003 - August 27, 2003

GVC CAPITAL LLC

CRD#: 38923

GREENWOOD VILLAGE, CO

Past

July 22, 1998 - February 14, 2001

BLAKE STREET SECURITIES LLC

CRD#: 44905

GOLDEN, CO

Past

May 14, 1996 - September 23, 1998

LAIDLAW GLOBAL SECURITIES, INC.

CRD#: 19018

NEW YORK, NY

Past

July 7, 1995 - October 4, 1995

GLOBAL CAPITAL SECURITIES CORPORATION

CRD#: 16184

ENGLEWOOD, CO

Past

December 2, 1994 - June 26, 1995

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

November 19, 1990 - December 21, 1992

BLEY INVESTMENT GROUP, INC.

CRD#: 26678

FORT WORTH, TX

Past

September 26, 1986 - May 14, 1990

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Past

March 9, 1985 - February 18, 1986

BRODIS SECURITIES INCORPORATED

CRD#: 1135

Past

October 15, 1982 - March 21, 1983

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

Past

December 1, 1981 - August 5, 1982

J DANIEL BELL & COMPANY, INC.

CRD#: 6615

Past

January 1, 1976 - September 14, 1981

J DANIEL BELL & COMPANY, INC.

CRD#: 6615

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/23/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1975

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 1/9/1998

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/21/1985

General Securities Principal Examination

Current Firm

OPES BESPOKE SECURITIES LLC

CORPORATE DEVELOPMENT CAPITAL, LLC | OPES BESPOKE SECURITIES LLC

CRD#: 129841 / SEC#: , 8-66262

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

45 Rockefeller Plaza Suite 2000, New York, NY 10111

Mailing Address

45 Rockefeller Plaza Suite 2000, New York, NY 10111

Phone number

(646) 701-7036

Established

Colorado since 07/24/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BAY ROAD ENTERPRISES LLC	OWNER
CAMPBELL, ROXANNE FELECIA	CHIEF EXECUTIVE OFFICER	4424325
CAMPBELL, ROXANNE FELECIA	CHIEF COMPLIANCE OFFICER	4424325
NIXON, JON ALAN	FINANCIAL OPERATIONAL PRINCIPAL	4710715

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chris G. Mendrop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GVC CAPITAL LLC

BLAKE STREET SECURITIES LLC

LAIDLAW GLOBAL SECURITIES, INC.

GLOBAL CAPITAL SECURITIES CORPORATION

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BLEY INVESTMENT GROUP, INC.

BLINDER, ROBINSON & CO., INC.

BRODIS SECURITIES INCORPORATED

AMERICAN FRONTEER FINANCIAL CORPORATION

J DANIEL BELL & COMPANY, INC.

J DANIEL BELL & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/23/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/20/1975

Series 28

Date: 1/9/1998

Series 24

Date: 6/21/1985

Current Firm

OPES BESPOKE SECURITIES LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

OPES BESPOKE SECURITIES LLC

TRUST BUT VERIFY

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