Bradley S. Tucker
Professional summary
Bradley Scott Tucker, who also goes by Brad Scott Tucker, Bradley Scott Tucker, Bradley Tucker, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 2013. Bradley has worked at 4 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley Scott Tucker's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2022 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416January 24, 2020 - June 29, 2022
GRADIENT SECURITIES, LLC
January 24, 2020 - June 29, 2022
GRADIENT SECURITIES, LLC
May 6, 2019 - January 7, 2020
ALLIANZ LIFE FINANCIAL SERVICES, LLC
March 16, 2015 - March 18, 2019
QUESTAR ASSET MANAGEMENT, INC.
March 16, 2015 - March 18, 2019
QUESTAR CAPITAL CORPORATION
December 23, 2013 - March 16, 2015
ALLIANZ LIFE FINANCIAL SERVICES, LLC
February 4, 2013 - December 17, 2013
QUESTAR CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2023)
(1/3/2023)
(7/14/2022)
(7/13/2022)
(12/22/2022)
(12/22/2022)
(12/19/2024)
(1/4/2023)
(12/22/2022)
(1/5/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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