Michael A. Bigger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Bigger, who also goes by Michael Bigger, Michael Allen Bigger Jr, Mike Bigger, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2012. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2022 - May 1, 2025
ROBINHOOD FINANCIAL, LLC
January 25, 2021 - July 12, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 15, 2020 - November 25, 2020
MORGAN STANLEY
March 13, 2015 - May 4, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 28, 2014 - March 10, 2015
CITIZENS SECURITIES, INC.
November 29, 2012 - July 29, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
May 28, 2012 - July 29, 2013
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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