Johathan P. Fowler
Professional summary
Johathan Phillip Fowler, who also goes by Jonathan Phillip Fowler, Jonathan Fowler, Jon Fowler, is a registered financial professional currently at RQD* CLEARING, LLC located in New York, New York.
Johathan is registered as a RR (Registered Representative) and started their career in finance in 2012. Johathan has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 57, Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Johathan Phillip Fowler's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2019 - Present
RQD* CLEARING, LLC
Office #1: One World Trade Center Suite 47m, New York, NY 10007Office #2: One World Trade Center Suite 47m, New York, NY 10007May 30, 2012 - August 13, 2018
LEK SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2022)
(8/12/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
RQD* CLEARING, LLC
CRD#: 134284 / SEC#: , 8-66826
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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