Seth B. Fulton

VAN DIEST CAPITAL

Johnston, IA 50131

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CRD#: 6027031

Professional summary

Seth Bradley Fulton is a registered financial advisor currently at VAN DIEST CAPITAL located in Johnston, Iowa.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Seth has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Bradley Fulton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2025 - Present

VAN DIEST CAPITAL

Office #1: 6165 Nw 86th St., Johnston, IA 50131

RIA

CRD#: 334743

Johnston, IA

Past

November 2, 2018 - November 27, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

JOHNSTON, IA

Past

November 2, 2018 - November 27, 2025

OSAIC WEALTH, INC.

CRD#: 23131

JOHNSTON, IA

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

JOHNSTON, IA

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

JOHNSTON, IA

Past

April 2, 2012 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

JOHNSTON, IA

Past

March 14, 2012 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

JOHNSTON, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(11/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2012

General Securities Representative Examination

Current Firm

VAN DIEST CAPITAL

VAN DIEST CAPITAL | VAN DIEST CAPITAL, LLC

CRD#: 334743 / SEC#: 801-135478

Iowa

Registered Investment Advisory firm - (3/18/2025 Approved)

Texas

Registered Investment Advisory firm - (1/29/2025 Conditional Restricted)

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Contact information

Main Address

302 West Broadway Suite 9, Polk City, IA 50226

Mailing Address

Po Box 55, Polk City, IA 50226

Phone number

(515) 620-2085

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - VAN DIEST CAPITAL (2/17/2026)

Regulatory assets under management

Total Number of Accounts	985
AUM (Assets Under Management)	$ 144,104,427

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Seth B. Fulton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Bradley Fulton's CRS (Customer Relationship Summary).

Certified licenses

Experience

VAN DIEST CAPITAL

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2012

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2012

Current Firm

VAN DIEST CAPITAL

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VAN DIEST CAPITAL

TRUST BUT VERIFY

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