SF
Seth B. Fulton
VAN DIEST CAPITAL
Johnston, IA 50131
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CRD#: 6027031
SF
Seth Bradley FultonVAN DIEST CAPITAL
Professional summary
Seth Bradley Fulton is a registered financial advisor currently at VAN DIEST CAPITAL located in Johnston, Iowa.
Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Seth has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FULTON FINANCIAL POSITION: Owner NATURE: DBA name for Securities Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 07/23/2018 ADDRESS: 6165 NW 86th St., Johnston IA 50131, United States DESCRIPTION: DBA Name for Securities business 2. JOHNSTON YOUTH FOOTBALL POSITION: Treasurer NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 6837 NW 87th Ct., Johnston IA 50131, United States DESCRIPTION: I will help with registration and communications. 3. VDC Accounting, LLC; he is a minority owner and Partner in the firm but spends no time working with it. 4. Acro Capital Group, LLC - Owner, Manager; NATURE: Administrative. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 2026-03-01 ADDRESS: 302 W Broadway St Polk City Iowa 50226 DESCRIPTION: Holding company for commercial real estate investment, multi-unit property
CRS (Client Relationship Summary) - RIA
Click below to view Seth Bradley Fulton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2025 - Present
VAN DIEST CAPITAL
Office #1: 6165 Nw 86th St., Johnston, IA 50131RIA
CRD#: 334743
Johnston, IA
Past
November 2, 2018 - November 27, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
JOHNSTON, IA
Past
November 2, 2018 - November 27, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
JOHNSTON, IA
Past
May 13, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
JOHNSTON, IA
Past
May 13, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
JOHNSTON, IA
Past
April 2, 2012 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
JOHNSTON, IA
Past
March 14, 2012 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
JOHNSTON, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VD
VAN DIEST CAPITAL
VAN DIEST CAPITAL | VAN DIEST CAPITAL, LLC
CRD#: 334743 / SEC#: 801-135478
RIA
Registered Investment Advisory firm - (3/4/2026 Approved)Iowa
Registered Investment Advisory firm - (4/29/2026 Terminated)Texas
Registered Investment Advisory firm - (4/20/2026 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(11/25/2025)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VD
VAN DIEST CAPITAL
VAN DIEST CAPITAL | VAN DIEST CAPITAL, LLC
CRD#: 334743 / SEC#: 801-135478
RIA
Registered Investment Advisory firm - (3/4/2026 Approved)Iowa
Registered Investment Advisory firm - (4/29/2026 Terminated)Texas
Registered Investment Advisory firm - (4/20/2026 Terminated)Loading...
Contact information
Main Address
302 West Broadway Suite 9, Polk City, IA 50226
Mailing Address
Po Box 55, Polk City, IA 50226
Phone number
(515) 620-2085
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 985 |
| AUM (Assets Under Management) | $ 144,104,427 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VAN DIEST CAPITAL
CRD#: 334743Johnston, IA 50131TRUST BUT VERIFY
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