Angela D. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Dawn-franklin Marshall, who also goes by Angela D Franklin, Angela Dawn Franklin, Angela Dawn Hensley, was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 2013. Angela had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2016 - November 29, 2023
SIKICH CORPORATE FINANCE LLC
June 4, 2013 - January 2, 2015
CORPORATE FINANCE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
SIKICH CORPORATE FINANCE LLC
CRD#: 149024 / SEC#: , 8-68096
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
