CH
Cory R. Haupt
C.R. HAUPT LLC
Eau Claire, WI
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CRD#: 6026346
CH
Professional summary
Cory Randall Haupt is a registered financial advisor currently at C.R. HAUPT LLC located in Eau Claire, Wisconsin.
Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Cory has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HEARTLAND AVIATION, LLC, NOT INVESTMENT RELATED, 3800 STARR AVE., EAU CLAIRE, WI 54703, AIR TRANSPORTATION, DIRECTOR OF OPERATIONS, 09/1997, 80% OF TIME, 80% OF MARKET HOURS, REGULATORY COMPLIANCE AND FLIGHT OPERATIONS. BUSINESS CONSULTING SERVICES, NOT INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Cory Randall Haupt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2012 - Present
C.R. HAUPT LLC
RIA
CRD#: 157149
Eau Claire, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(2/17/2012)
Current Firm
CH
C.R. HAUPT LLC
C.R. HAUPT LLC
CRD#: 157149 / SEC#:
Wisconsin
Registered Investment Advisory firm - (2/17/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Eau Claire, WI
Mailing Address
Po Box 1884, Eau Claire, WI 54703
Phone number
(920) 215-1724
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 1,700,710 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
