Justin R. Baas

OAK WEALTH ADVISORS LLC

Northbrook, IL 60062

Some features on this profile are disabled

CRD#: 6026266

Professional summary

Justin Robert Baas, CFP® is a registered financial advisor currently at OAK WEALTH ADVISORS LLC located in Northbrook, Illinois.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Justin has worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Robert Baas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 5, 2026 - Present

OAK WEALTH ADVISORS LLC

Office #1: 836 Skokie Blvd., Northbrook, IL 60062

RIA

CRD#: 148832

Northbrook, IL

Past

June 1, 2022 - January 6, 2026

FORVIS MAZARS WEALTH ADVISORS, LLC

RIA

CRD#: 110905

Raleigh, NC

Past

January 10, 2017 - August 24, 2022

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

RIA

CRD#: 109279

Raleigh, NC

Past

September 3, 2013 - December 31, 2016

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

RIA

CRD#: 109279

RALEIGH, NC

Past

July 2, 2012 - August 23, 2013

CREDIT UNION INVESTMENT SERVICES

RIA

CRD#: 144871

RALEIGH, NC

Past

June 9, 2012 - August 23, 2013

SECU BROKERAGE SERVICES

CRD#: 19899

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAK WEALTH ADVISORS LLC

CRD#: 148832 / SEC#: 801-110588

RIA

Registered Investment Advisory firm - (5/16/2017 Approved)

Illinois

Registered Investment Advisory firm - (5/16/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/8/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/27/2013

General Securities Principal Examination

Current Firm

OAK WEALTH ADVISORS LLC

CRD#: 148832 / SEC#: 801-110588

RIA

Registered Investment Advisory firm - (5/16/2017 Approved)

Illinois

Registered Investment Advisory firm - (5/16/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

836 Skokie Blvd., Northbrook, IL 60062

Mailing Address

Phone number

(847) 945-8888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OAK WEALTH ADVISORS FORM ADV PART 2A SEPTEMBER 2025 (9/9/2025)

OAK WEALTH ADVISORS FORM ADV CRS 2025 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	594
AUM (Assets Under Management)	$ 321,039,501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Justin R. Baas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Robert Baas's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORVIS MAZARS WEALTH ADVISORS, LLC

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

CREDIT UNION INVESTMENT SERVICES

SECU BROKERAGE SERVICES

Primary Firm SEC Registration

OAK WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2012

Series 7

Date: 6/8/2012

Series 24

Date: 3/27/2013

Current Firm

OAK WEALTH ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAK WEALTH ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors