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Albert Hinds

CRD# 6026197·Registered 2013 - 2022
Previously Registered: Being a previously registered professional could mean that Albert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Albert Hinds, who also goes by Albert James Hinds, was a registered financial advisor. Albert was a previously registered financial professional and started their career in finance 2013 - 2022. Albert had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Albert James Hinds

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Brooklyn, NY
September 1, 2021 - December 16, 2022
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Brooklyn, NY
December 13, 2017 - December 16, 2022
NYLIFE SECURITIES LLC·CRD# 5167
BD
Lake Success, NY
April 1, 2013 - January 22, 2016

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Current Firm

AA
AVANTAX ADVISORY SERVICES

1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES

CRD#: 104556 / SEC#: 801-29892

Contact Information

Main Address

3200 Olympus Blvd Suite 100, Dallas, TX 75019

Phone Number

(972) 870-6000

# of Employees

2,278

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory Assets Under Management

Total Number of Accounts

140,306

AUM (Assets Under Management)

$46,109,939,749

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/13/2024Cover PageReport
11/28/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Hindsight Financials and insurance Services, LLC. 1431 Nostrand Avenue, 2nd Fl.~Brooklyn~NY~11226~Accounting Services/Tax Preparation~Owner~6/17/2015~45hrs~25hrs~I provide tax, insurance and financial planning to clients. 2) Brooklyn Real Property INC 4405 Avenue D~Brooklyn~NY~11203~Real Estate/Mortgage (I.E. Sales Agent/Broker, Mortgage Originator)~Agent~11/1/2017~20 hourshrs~7 hourshrs~I solicit to potential sellers of real estate and market to potential buyer to sell real estate 3) Avantax Insurance Agency LLC Brooklyn NY Equity Indexed Annuity~Agent~12/4/2017~10hrs~5hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL).| 4) M & V TRANSPORTATION POSITION: Taxi & Limousine company Driver NATURE: Taxi and Limousine Companydriver-Customer ServiceTransportation INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/15/2019 ADDRESS: 2711 N Haskell Ave, Suite 1500, LB-2, Dallas TX 75204, United States DESCRIPTION: Pick up passengers and drop off to desired location.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2013About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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