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Stephen F Madden

BML SECURITIES
MARSHFIELD, MA
·CRD# 6026169·15 years experience

Professional Summary

Stephen F Madden is a registered financial advisor currently at BML SECURITIES LLC located in Marshfield, Massachusetts. Stephen is registered as a RR (Registered Representative) and started their career in finance in 2012. Stephen has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

BML SECURITIES LLC·CRD# 167535
BD
2016 Ocean St Unit 23, Marshfield, MA 02050
January 9, 2014 - Present
BURCH & COMPANY, INC·CRD# 102280
BD
Wellesley, MA
February 29, 2012 - April 4, 2013

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Current Firm

BS
BML SECURITIES LLC

BML SECURITIES LLC

CRD#: 167535 / SEC#: 8-69262
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

2016 Ocean St Unit 23, Marshfield, MA 02050

Mailing Address

2016 Ocean St Unit 23, Marshfield, MA 02050

Phone Number

(617) 367-0099

Established

Massachusetts since 02/19/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BENNING ASSOCIATES LLCMANAGING MEMBER—
BUSINESS CAPITAL EXCHANGE INCMANAGING MEMBER—
NORTH RIVER CAPITAL LLCMANAGING MEMBER—
FLYNN, PETER FRANCISCCO/FINOP/CFO2655124
LANDON, RUSSELL WOODWORTHMANAGER1847140

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Delaware
(4/8/2020)
RR
Florida
(3/13/2026)
RR
Massachusetts
(2/18/2020)
RR
New York
(4/29/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Feb 2012About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stephen F Madden's CRS (Customer Relationship Summary).

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