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LW

Luke A. Washburn

WASHBURN ASSET MANAGEMENT
Amherst, OH
Some features on this profile are disabled
CRD#: 6026141
LW

Professional summary

Luke Allen Washburn is a registered financial advisor currently at WASHBURN ASSET MANAGEMENT LLC located in Amherst, Ohio.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Luke has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Allen Washburn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2019 - Present

WASHBURN ASSET MANAGEMENT LLC

RIA
CRD#: 306100
Amherst, OH
Past

August 21, 2015 - September 17, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Westlake, OH
Past

August 21, 2015 - September 17, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Westlake, OH
Past

June 11, 2012 - August 25, 2015

EDWARD JONES

RIA
CRD#: 250
ELYRIA, OH
Past

March 29, 2012 - August 25, 2015

EDWARD JONES

BD
CRD#: 250
ELYRIA, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(10/24/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/13/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/28/2012
General Securities Representative Examination

Current Firm

WA
WASHBURN ASSET MANAGEMENT LLC
WASHBURN ASSET MANAGEMENT LLC

CRD#: 306100 / SEC#:

Ohio
Registered Investment Advisory firm - (10/24/2019 Approved)
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Contact information

Main Address
Amherst, OH
Mailing Address
Phone number
(440) 915-8565
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts40
AUM (Assets Under Management)$ 8,120,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WASHBURN ASSET MANAGEMENT LLC

CRD#: 306100Amherst, OH

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