KB
Kevin T. Burnett
NORTHWEST INVESTMENT ADVISORS
Great Falls, MT
Some features on this profile are disabled
CRD#: 6025928
KB
Professional summary
Kevin Thomas Burnett is a registered financial advisor currently at NORTHWEST INVESTMENT ADVISORS, INC. located in Great Falls, Montana.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Kevin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CLOVER TECHNOLOGIES, LLC, NON INV-RELATED, GREAT FALLS, MT, COMPUTER SUPPORT FOR INDIVIDUALS, 100% OWNERSHIP, START: 6/15/15, 8 HRS/MO, 0 DURING TRADING, DUTIES: COMPUTER SUPPORT AND TRAINING.
NOTARY PUBLIC FOR STATE OF MT, NON INV-RELATED, GREAT FALLS, MT, START: 4/2014, 3 HRS/MO, 0 DURING TRADING.
Landscape business. Owner. Non investment related. 15 hours per week, 0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Thomas Burnett's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Thomas Burnett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2017 - Present
NORTHWEST INVESTMENT ADVISORS, INC.
RIA
BD
CRD#: 109737
Great Falls, MT
Current
September 29, 2017 - Present
NORTHWEST INVESTMENT ADVISORS, INC.
Office #1: 9 S Washington St Ste 210, Spokane, WA 99201Office #2: 9 S Washington St Ste 210, Spokane, WA 99201Office #3: 9 S Washington St Suite 210, Spokane, WA 99201RIA
BD
CRD#: 109737
Spokane, WA
Past
May 7, 2015 - October 22, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GREAT FALLS, MT
Past
May 6, 2015 - October 23, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GREAT FALLS, MT
Past
October 10, 2012 - October 7, 2013
WADDELL & REED
RIA
CRD#: 866
GREAT FALLS, MT
Past
September 10, 2012 - October 7, 2013
WADDELL & REED
BD
CRD#: 866
GREAT FALLS, MT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/25/2019)
IAR
California(7/25/2019)
RR
Montana(10/11/2017)
IAR
Montana(10/11/2017)
RR
Washington(1/24/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NI
NORTHWEST INVESTMENT ADVISORS, INC.
NORTHWEST INVESTMENT ADVISORS, INC | NORTHWEST INVESTMENT ADVISORS, INC.
CRD#: 109737 / SEC#: , 8-65282
California
Registered Investment Advisory firm - SEC (5/20/2016 Approved)Georgia
Registered Investment Advisory firm - SEC (5/8/2014 Approved)Montana
Registered Investment Advisory firm - SEC (10/16/2008 Approved)Washington
Registered Investment Advisory firm - SEC (3/25/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
9 S Washington St Ste 210 Suite 210, Spokane, WA 99201
Mailing Address
9 S Washington St Ste 210, Spokane, WA 99201
Phone number
(509) 252-4140
Established
Washington since 02/25/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
16
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRUBB, SEAN MICHAEL | PRESIDENT/SECRETARY/CCO/CFO | 4110305 |
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 35,259,644 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
