George Carpenter
Professional summary
George Carpenter, who also goes by George Carpenter III, George Carpenter, Trey Carpenter, is a registered financial advisor currently at MADISON PARTNERS located in Madison, Wisconsin.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. George has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view George Carpenter's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2020 - Present
MADISON PARTNERS
Office #1: 1502 W Broadway Suite 301, Madison, WI 53713Office #2: 1103 First Center Ave, Brodhead, WI 53520June 11, 2012 - October 20, 2020
EDWARD JONES
March 29, 2012 - October 20, 2020
EDWARD JONES
Primary Firm SEC Registration
MADISON PARTNERS
CRD#: 305824 / SEC#: 801-118168
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/5/2020)
(10/16/2020)
Exams
Current Firm
MADISON PARTNERS
CRD#: 305824 / SEC#: 801-118168
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,213 |
| AUM (Assets Under Management) | $ 1,303,110,029 |
Red Flags
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