George Carpenter
Professional Summary
George Carpenter, who also goes by George Carpenter III, George Carpenter, Trey Carpenter, is a registered financial advisor currently at MADISON PARTNERS located in Madison, Wisconsin. George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. George has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
George Carpenter Iii, George Carpenter, Trey Carpenter
Similar Advisors
J. W. COLE ADVISORS, INC.
PFS INVESTMENTS INC.
EAGLE STRATEGIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J. W. COLE ADVISORS, INC.
PFS INVESTMENTS INC.
EAGLE STRATEGIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
J. W. COLE ADVISORS, INC.
PFS INVESTMENTS INC.
EAGLE STRATEGIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J. W. COLE ADVISORS, INC.
PFS INVESTMENTS INC.
EAGLE STRATEGIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
Years of Experience
14 years in the financial services industry
Current & Past Employments
Similar Advisors
J. W. COLE ADVISORS, INC.
PFS INVESTMENTS INC.
EAGLE STRATEGIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
Current Firm
MADISON PARTNERS | MADISON WEALTH PARTNERS, INC. | MADISON PARTNERS LLC
Contact Information
Main Address
1502 W Broadway Suite 301, Madison, WI 53713Phone Number
(608) 210-1021# of Employees
17SEC notice filing (27 States and Territories)
Registered to provide investment advisory services in 27 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
6,213AUM (Assets Under Management)
$1,303,110,029Similar Advisors
J. W. COLE ADVISORS, INC.
PFS INVESTMENTS INC.
EAGLE STRATEGIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
J. W. COLE ADVISORS, INC.
PFS INVESTMENTS INC.
EAGLE STRATEGIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
MADISON PARTNERS | MADISON WEALTH PARTNERS, INC. | MADISON PARTNERS LLC
State Registrations and Notice Filings
(11/5/2020)
(10/16/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
J. W. COLE ADVISORS, INC.
PFS INVESTMENTS INC.
EAGLE STRATEGIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
CRS (Client Relationship Summary) - RIA
Click below to view George Carpenter's CRS (Customer Relationship Summary).
Similar Advisors
J. W. COLE ADVISORS, INC.
PFS INVESTMENTS INC.
EAGLE STRATEGIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
