Nathan L. Fowler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan L Fowler, CFP®, who also goes by Nate Fowler, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2012. Nathan had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
June 30, 2016 - February 21, 2023
PINNACLE WEALTH ADVISORS
October 31, 2013 - July 20, 2016
U.S. BANCORP INVESTMENTS, INC.
October 30, 2013 - July 20, 2016
U.S. BANCORP INVESTMENTS, INC.
April 18, 2012 - September 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 19, 2012 - September 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PINNACLE WEALTH ADVISORS
CRD#: 132634 / SEC#: 801-67352
Contact information
Regulatory assets under management
| Total Number of Accounts | 259 |
| AUM (Assets Under Management) | $ 936,496,459 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2025 | ||
| 03/28/2024 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
