Christopher D. Morgen

LOOMIS, SAYLES & COMPANY, L.P.

Boston, MA 02111-2621

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CRD#: 6025604

Professional summary

Christopher Donald Morgen is a registered financial advisor currently at LOOMIS, SAYLES & COMPANY, L.P. located in Boston, Massachusetts and LOOMIS SAYLES DISTRIBUTORS, L.P. located in Boston, Massachusetts.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Christopher has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Donald Morgen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2018 - Present

LOOMIS, SAYLES & COMPANY, L.P.

Office #1: One Financial Center, Boston, MA 02111-2621

RIA

CRD#: 105377

Boston, MA

Current

February 28, 2018 - Present

LOOMIS SAYLES DISTRIBUTORS, L.P.

Office #1: One Financial Center, Boston, MA 02111

CRD#: 41795

Boston, MA

Past

January 7, 2013 - August 25, 2017

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

BOSTON, MA

Past

November 13, 2012 - August 25, 2017

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

BOSTON, MA

Past

February 13, 2012 - November 13, 2012

VOYAGER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124697

LAKE GENEVA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOOMIS, SAYLES & COMPANY, L.P.

CRD#: 105377 / SEC#: 801-170

RIA

Registered Investment Advisory firm - (6/2/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(2/28/2018)

IAR

Massachusetts
(10/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/28/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/15/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/5/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LOOMIS, SAYLES & COMPANY, L.P.

CRD#: 105377 / SEC#: 801-170

RIA

Registered Investment Advisory firm - (6/2/1977 Approved)

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Contact information

Main Address

One Financial Center, Boston, MA 02111-2621

Mailing Address

Phone number

(617) 482-2450

Established

Firm type

Fiscal year end

# of Employees

729

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOOMIS, SAYLES & COMPANY, L.P. PART 2A (9/24/2025)

Regulatory assets under management

Total Number of Accounts	22,232
AUM (Assets Under Management)	$ 350,888,326,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher D. Morgen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Donald Morgen's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOOMIS SAYLES DISTRIBUTORS, L.P.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

VOYAGER CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

LOOMIS, SAYLES & COMPANY, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/28/2013

Series 65

Date: 12/15/2011

SIE

Date: 10/1/2018

Series 7

Date: 1/5/2013

FINRA

Current Firm

LOOMIS, SAYLES & COMPANY, L.P.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOOMIS, SAYLES & COMPANY, L.P.

TRUST BUT VERIFY

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