BC
Berto Cabral
EAGLE STRATEGIES LLC
FALL RIVER, MA 02721
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CRD#: 6025424
BC
Professional summary
Berto Cabral is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Fall River, Massachusetts and NYLIFE SECURITIES LLC located in Fall River, Massachusetts.
Berto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Berto has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF Cabral Financial Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ; START DATE:6/2019; 5 hours per month with none during securities hours] [Rental Property - Ponta Delaga Portugal; Purchasing Condo in Portugal that I may rent as Airbnb property.; Rua Morgado Botelho, n�4 piso 2 fra��o dto, 9500-333 Ponta Delgada; Start Date 10/2022; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Real Estate Investments; house flipping; 9 Chabot St Westport MA 02790; Start Date 07/2024; Role/Title: Partner; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF RiverRise Financial, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; Associate; ; START DATE:01/2025]
CRS (Client Relationship Summary) - RIA
Click below to view Berto Cabral's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2018 - Present
EAGLE STRATEGIES LLC
Office #1: 422 Mariano Bishop Blvd Cabral Financial Group Llc, Fall River, MA 02721RIA
CRD#: 110826
FALL RIVER, MA
Current
March 1, 2012 - Present
NYLIFE SECURITIES LLC
Office #1: 422 Mariano Bishop Blvd Cabral Financial Group Llc, Fall River, MA 02721BD
CRD#: 5167
FALL RIVER, MA
Past
August 3, 2020 - August 27, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WARWICK, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/13/2021)
RR
Florida(3/2/2021)
RR
Massachusetts(3/13/2012)
IAR
Massachusetts(5/7/2018)
RR
Minnesota(4/8/2024)
RR
New York(6/21/2021)
RR
North Carolina(10/31/2025)
RR
Ohio(2/26/2025)
RR
Rhode Island(4/1/2013)
RR
South Carolina(4/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Fall River, MA 02721TRUST BUT VERIFY
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