Charles R. Henrich

SOUTHWEST MICHIGAN WEALTH MANAGEMENT

Kalamazoo, MI 49008

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CRD#: 6025347

Professional summary

Charles Robert Henrich is a registered financial advisor currently at SOUTHWEST MICHIGAN WEALTH MANAGEMENT, LLC located in Kalamazoo, Michigan.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Charles has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FULL-TIME BIOTECH SALES SPECIALIST WHO IS ENGAGED IN THE NON-INVESTMENT RELATED BUSINESS OF BIOLOGIC SALES TO THE HEALTH CARE INDUSTRY. STARTED WITH MEDIMMUNE IN MAY 2006.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Robert Henrich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2017 - Present

SOUTHWEST MICHIGAN WEALTH MANAGEMENT, LLC

Office #1: 4341 S. Westnedge Avenue Suite 1201, Kalamazoo, MI 49008

RIA

CRD#: 289253

Kalamazoo, MI

Past

March 2, 2012 - September 12, 2017

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

PORTAGE, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(9/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2011

Uniform Investment Adviser Law Examination

Current Firm

SOUTHWEST MICHIGAN WEALTH MANAGEMENT, LLC

CRD#: 289253 / SEC#:

Michigan

Registered Investment Advisory firm - (9/1/2017 Approved)

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Contact information

Main Address

4341 S. Westnedge Avenue Suite 1201, Kalamazoo, MI 49008

Mailing Address

Phone number

(269) 323-7964

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	195
AUM (Assets Under Management)	$ 23,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles R. Henrich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Robert Henrich's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHWEST MICHIGAN WEALTH MANAGEMENT, LLC

HORTER INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2011

Current Firm

SOUTHWEST MICHIGAN WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUTHWEST MICHIGAN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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