Andrew P. Meade

NATIONAL FINANCIAL SERVICES LLC

Covington, KY 41015

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CRD#: 6025290

Professional summary

Andrew P. Meade, CFP®, who also goes by Andrew Perry Meade, Andrew Meade, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Covington, Kentucky.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2012. Andrew has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew Perry Meade | Andrew Meade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew P. Meade's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 18, 2021 - Present

NATIONAL FINANCIAL SERVICES LLC

Office #1: 100 Crosby Parkway, Covington, KY 41015

CRD#: 13041

Covington, KY

Past

July 13, 2018 - March 5, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

October 1, 2014 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COVINGTON, KY

Past

April 26, 2012 - March 4, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/9/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/11/2014

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 11/14/2014

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

NATIONAL FINANCIAL SERVICES LLC

NATIONAL FINANCIAL SERVICES CORPORATION | NATIONAL FINANCIAL SERVICES, LLC | NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041 / SEC#: 801-50706, 8-26740

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

245 Summer Street Mail Zone Z2h, Boston, MA 02210

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

2,100

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	SOLE MEMBER
ADAMS, ROBERT JOHN	CHIEF OPERATIONS OFFICER/ELECTED MANAGER	1291582
CRUPI, KAREN MICHELE	CHIEF LEGAL OFFICER	2982229
DEPOALO, RONALD EDWARD	PRESIDENT	5995085
DYER, JANET MARIE	CHIEF COMPLIANCE OFFICER	3186352
RHODES, NOAH BUTLER	CHIEF FINANCIAL OFFICER	6546392
TESAURO, THOMAS JOHN	ELECTED MANAGER	1862532

Disclosures

Regulatory Event	47
Civil Event	1
Arbitration	14

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew P. Meade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew P. Meade's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2014

Series 63

Date: 5/9/2012

SIE

Date: 10/1/2018

Series 7

Date: 4/25/2012

Series 9

Date: 12/11/2014

Series 10

Date: 11/14/2014

FINRA

Current Firm

NATIONAL FINANCIAL SERVICES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATIONAL FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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