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Dustin Johnson Javier

Dustin Johnson Javier

CFP®
DEFINED CAPITAL
OAK BROOK, IL
·CRD# 6025214·14 years experience

Professional Summary

Dustin Johnson Javier, CFP®, who also goes by Dustin Javier, is a registered financial advisor currently at DEFINED CAPITAL LLC located in Oak Brook, Illinois. Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Dustin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dustin Javier

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2016

Years of Experience

14 years in the financial services industry

Current & Past Employments

DEFINED CAPITAL LLC·CRD# 317360
RIA
1550 Spring Road, Suite 215, Oak Brook, IL 60523
January 1, 2022 - Present
AUSDAL FINANCIAL PARTNERS, INC.·CRD# 7995
RIA
Bartlett, IL
May 20, 2016 - December 31, 2021
AUSDAL FINANCIAL PARTNERS, INC.·CRD# 7995
BD
Bartlett, IL
May 20, 2016 - December 31, 2021
MCADAM LLC·CRD# 170914
RIA
Chicago, IL
October 3, 2014 - May 24, 2016
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Chicago, IL
October 3, 2014 - May 23, 2016
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Chicago, IL
April 16, 2012 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Chicago, IL
March 6, 2012 - October 3, 2014

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Current Firm

DC
DEFINED CAPITAL LLC

DEFINED CAPITAL LLC

CRD#: 317360
Illinois
Registered Investment Advisory firm - Illinois (1/1/2022 Approved)

Contact Information

Main Address

1550 Spring Road, Suite 215, Oak Brook, IL 60523

Phone Number

(630) 544-2525

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

303

AUM (Assets Under Management)

$43,624,978

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dustin Javier, Sole Proprietor; Oak Brook, IL; Investment Relates; Fixed Insurance Sales, Insurance Agent; Started 04/2013; Majority of time spent in this activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(1/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2012About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Dustin Johnson Javier's CRS (Customer Relationship Summary).

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Dustin Johnson Javier
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