Dustin J. Javier

DEFINED CAPITAL LLC

Oak Brook, IL 60523

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CRD#: 6025214

Professional summary

Dustin Johnson Javier, CFP®, who also goes by Dustin Javier, is a registered financial advisor currently at DEFINED CAPITAL LLC located in Oak Brook, Illinois.

Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Dustin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dustin Javier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dustin Javier, Sole Proprietor; Oak Brook, IL; Investment Relates; Fixed Insurance Sales, Insurance Agent; Started 04/2013; Majority of time spent in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Johnson Javier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 1, 2022 - Present

DEFINED CAPITAL LLC

Office #1: 1550 Spring Road, Suite 215, Oak Brook, IL 60523

RIA

CRD#: 317360

Oak Brook, IL

Past

May 20, 2016 - December 31, 2021

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

Bartlett, IL

Past

May 20, 2016 - December 31, 2021

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

Bartlett, IL

Past

October 3, 2014 - May 24, 2016

MCADAM LLC

RIA

CRD#: 170914

CHICAGO, IL

Past

October 3, 2014 - May 23, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Chicago, IL

Past

April 16, 2012 - October 3, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

CHICAGO, IL

Past

March 6, 2012 - October 3, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/5/2012

General Securities Representative Examination

Current Firm

DEFINED CAPITAL LLC

CRD#: 317360 / SEC#:

Illinois

Registered Investment Advisory firm - (1/1/2022 Approved)

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Contact information

Main Address

1550 Spring Road, Suite 215, Oak Brook, IL 60523

Mailing Address

Phone number

(630) 544-2525

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	274
AUM (Assets Under Management)	$ 35,228,621

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dustin J. Javier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Johnson Javier's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEFINED CAPITAL LLC

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

MCADAM LLC

PURSHE KAPLAN STERLING INVESTMENTS

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2012

SIE

Date: 10/1/2018

Series 7

Date: 3/5/2012

Current Firm

DEFINED CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEFINED CAPITAL LLC

TRUST BUT VERIFY

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