Andrew M. Lippert

SIMPLIFIED WEALTH LLC

Greensboro, NC

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CRD#: 6025190

Professional summary

Andrew Martin Lippert, CFA, CFP® is a registered financial advisor currently at SIMPLIFIED WEALTH LLC located in Greensboro, North Carolina.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Andrew has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Andrew M. Lippert works part-time as a Tax Specialist with XY Tax Solutions. This activity will account for approximately 15 hours per week from January through May 2022.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Martin Lippert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

March 8, 2022 - Present

SIMPLIFIED WEALTH LLC

RIA

CRD#: 318522

Greensboro, NC

Past

September 12, 2019 - January 11, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

GREENSBORO, NC

Past

September 10, 2019 - January 11, 2022

LPL FINANCIAL LLC

CRD#: 6413

GREENSBORO, NC

Past

March 12, 2013 - December 19, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COVINGTON, KY

Past

April 26, 2012 - December 19, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/7/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/9/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2012

General Securities Representative Examination

Current Firm

SIMPLIFIED WEALTH LLC

CRD#: 318522 / SEC#:

North Carolina

Registered Investment Advisory firm - (3/8/2022 Approved)

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Contact information

Main Address

Greensboro, NC

Mailing Address

Phone number

(513) 512-4319

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 6,051,216

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew M. Lippert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Martin Lippert's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMPLIFIED WEALTH LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/7/2013

Series 63

Date: 5/9/2012

SIE

Date: 12/19/2017

Series 7

Date: 4/25/2012

Current Firm

SIMPLIFIED WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIMPLIFIED WEALTH LLC

TRUST BUT VERIFY

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