Ryan J. Lancaster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan J Lancaster, CFP®, who also goes by Ryan Joseph Lancaster, Ryan Lancaster, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2013. Ryan had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2023 - August 7, 2026
T. ROWE PRICE ASSOCIATES, INC.
November 1, 2023 - August 7, 2026
T. ROWE PRICE INVESTMENT SERVICES, INC.
May 4, 2021 - September 18, 2023
NUVEEN ASSET MANAGEMENT, LLC
May 4, 2021 - September 18, 2023
NUVEEN SECURITIES, LLC
October 13, 2016 - December 21, 2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 3, 2015 - June 7, 2016
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
July 29, 2013 - January 12, 2015
EQUITABLE DISTRIBUTORS, LLC
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
