Nicholas M. Brown
Professional summary
Nicholas Matthew Brown, CFP®, who also goes by Nicholas M Brown, Nicholas Brown, Nick Brown, is a registered financial advisor currently at GRANITE HARBOR ADVISORS, INC. located in Houston, Texas.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nicholas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Matthew Brown's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
May 4, 2015 - Present
GRANITE HARBOR ADVISORS, INC.
Office #1: 10603 West Sam Houston Parkway North Suite 450, Houston, TX 77064January 2, 2015 - December 31, 2015
LION STREET ADVISORS, LLC
October 3, 2014 - December 31, 2015
LION STREET FINANCIAL, LLC
Primary Firm SEC Registration
GRANITE HARBOR ADVISORS, INC.
CRD#: 179523 / SEC#: 801-110558
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/4/2015)
Exams
Current Firm
GRANITE HARBOR ADVISORS, INC.
CRD#: 179523 / SEC#: 801-110558
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 957 |
| AUM (Assets Under Management) | $ 561,382,077 |
Red Flags
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