Richard S. Levitov
Professional summary
Richard Stephen Levitov was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1972. Prior to being barred, Richard had worked at 5 firms, which includes MONROE PARKER SECURITIES INC., BILTMORE SECURITIES INC., REFCO SECURITIES LLC, DREXEL BURNHAM LAMBERT INCORPORATED, DREXEL BURNHAM & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 1994 - January 8, 1998
MONROE PARKER SECURITIES, INC.
December 2, 1993 - August 8, 1994
BILTMORE SECURITIES, INC.
October 20, 1992 - August 23, 1993
REFCO SECURITIES, LLC
January 6, 1977 - March 12, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
February 6, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
May 11, 1973 - February 6, 1976
DREXEL BURNHAM LAMBERT INCORPORATED
July 24, 1972 - May 11, 1973
DREXEL BURNHAM & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 6/13/1984
Foreign Currency Options ExaminationSeries 5
Date: 11/5/1982
Interest Rate Options ExaminationSeries 8
Date: 11/25/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MONROE PARKER SECURITIES, INC.
CRD#: 31204 / SEC#: , 8-45435
Contact information
Documents
Red Flags
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