KT
Kawin Thoncompeeravas
TRANSAMERICA FINANCIAL ADVISORS
Pasadena, CA 91101
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CRD#: 6024089
KT
Kawin ThoncompeeravasTRANSAMERICA FINANCIAL ADVISORS
Professional summary
Kawin Thoncompeeravas, who also goes by Kawin Koh, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Pasadena, California.
Kawin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Kawin has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Aliases
Kawin Koh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Koh Financial Solutions | 05/2013 | North Hills, CA | Not investment related | Owner Axianta Financial Partners | 06/2011 | Henderson, NV | investment related KAWIN THONCOMPEERAVAS LANDSCAPING DBA LANDXSCAPE DESIGN GROUP/INVESTMENT RELATED - NO/15543 TUPPER ST NORTH HILLS CA 91343#10;818-314-9760/LANDSCAPING / GROUNDS MAINTENANCE/OWNER/04.2011/5/0/MANAGEMENT#10;#10;KAWIN THONCOMPEERAVAS CLEANING/INVESTMENT RELATED - NO/15543 TUPPER ST NORTH HILLS CA 91343 #10;818-314-9760/CLEANING OF COMMERCIAL PROPERTIES/OWNER/04.2011/3/3/MANAGEMENT#10;#10;KOH FINANCIAL SOLUTIONS/INVESTMENT RELATED - NO/15543 TUPPER ST NORTH HILLS CA 91343#10;818-314-9760/NOTHING, CURRENTLY INACTIVE/OWNER/05.2013/0/0/NOTHING, CURRENTLY INACTIVE#10;#10; PERLAS INSURANCE SERVICES/NOT INVESTMENT RELATED/PRODUCER/5.1.2018/100 W. BROADWAY, SUITE 1060, GLENDALE, CA 91210/PROPERTY & CASUALTY INSURANCE (PERSONAL, BUSINESS, COMMERCIAL HEALTHCARE)/AS NEEDED -SERVICE BUSINESS INSURANCE FOR HEALTH CARE FACILITIES AND FOOD SERVICE COMPANIES/HOURS.MONTH:10/HOURS DURING SECURITIES TRADING HOURS:1 UBER / 06/18-PRESENT / INVESTMENT RELATED: NO / 111762 WESTWOOD BLVD. LOS ANGELES, CA 90024 / DRIVER/ RIDE SHARE / HRS. WORK MONTHLY: 40 / SEC TRADING HRS: 0 / PICK UP, DRIVE AND DROP PEOPLE OFF LYFT / 06/18-PRESENT / INVESTMENT RELATED: NO / 566 BRANNAN ST., SAN FRANCISCO, CA 94107 / DRIVER/ RIDE SHARE / HRS. WORK MONTHLY: 40 / SEC TRADING HRS: 0 / PICK UP, DRIVE AND DROP PEOPLE OFF PASSENGERS YSL FUND ADMINISTRATION POSITION: Administrator NATURE: Bookkeeping & Record Keeping INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2023 ADDRESS: 1416 Orlando Dr, Arcadia CA 91006, United States DESCRIPTION: 1. Regulatory Administration and Compliance Support Services preparing regulatory forms 2. Financial Accounting Reporting Preparing administrative and procedural process Establishing and maintaining general ledgers Generating financing reporting packages Generating and distributing capital account statements 4. Record Keeping MAE & ASSOCIATES, INC. INSURANCE SERVICES POSITION: Sub Producer NATURE: P&C Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2023 ADDRESS: MEA & Associates Insurance Services, 3333 S Brea Canyon Rd STE 215, Diamond Bar CA 91765, United States DESCRIPTION: Referrals & Co-Producer REAL ESTATE RENTALS POSITION: PROPERTY OWNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2025 ADDRESS: 15543 Tupper St, North Hills CA 91343, United States DESCRIPTION: Daily/weekly responsibilities include: Collecting and tracking rent payments (primarily via Zelle and Venmo) Responding to tenant inquiries and maintenance requests Coordinating repairs and vendor services Conducting periodic property inspections Managing lease renewals, move-ins/outs, and basic record-keeping I typically spend 3-4 hours per Month on these tasks, mainly in the evenings, with more time required at the beginning of each month for rent collection. This is strictly limited to our existing family properties and does not involve advertising, soliciting new tenants, or growing a separate business.
CRS (Client Relationship Summary) - RIA
Click below to view Kawin Thoncompeeravas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kawin Thoncompeeravas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2018 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 680 E Colorado Blvd Ste 2100, Pasadena, CA 91101RIA
BD
CRD#: 16164
Pasadena, CA
Current
June 22, 2015 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 680 E Colorado Blvd Ste 2100, Pasadena, CA 91101RIA
BD
CRD#: 16164
Pasadena, CA
Past
May 25, 2012 - July 15, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
WOODLAND HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/22/2015)
IAR
California(3/26/2018)
RR
Connecticut(10/14/2025)
RR
Hawaii(4/14/2025)
RR
Maryland(9/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Pasadena, CA 91101TRUST BUT VERIFY
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