Shea Werner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shea Werner, who also goes by Werner Christopher Shea, Shea C Werner, Shea Christopher Werner, was a registered financial professional .
Shea is a previously registered financial professional and started their career in finance in 2013. Shea had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2019 - December 31, 2020
SCW WEALTH MANAGEMENT LLC
August 1, 2019 - August 16, 2019
SECURITIES AMERICA ADVISORS, INC.
August 1, 2019 - August 16, 2019
SECURITIES AMERICA, INC.
January 30, 2018 - February 1, 2018
TRANSAMERICA RETIREMENT ADVISORS, LLC
January 30, 2018 - February 1, 2018
TRANSAMERICA INVESTORS SECURITIES, LLC
April 7, 2017 - November 10, 2017
ALLSTATE FINANCIAL ADVISORS, LLC
April 7, 2017 - November 10, 2017
ALLSTATE FINANCIAL SERVICES, LLC
January 11, 2016 - February 22, 2017
PERSONAL CAPITAL ADVISORS CORPORATION
July 21, 2015 - December 1, 2015
CUSO FINANCIAL SERVICES, L.P.
June 22, 2015 - December 1, 2015
CUSO FINANCIAL SERVICES, L.P.
August 28, 2013 - June 23, 2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
February 26, 2013 - April 23, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SCW WEALTH MANAGEMENT LLC
CRD#: 304502 / SEC#:
Contact information
Red Flags
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