Travis V. Lethco

TWIN CITY PRIVATE WEALTH

WINSTON-SALEM, NC 27101

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CRD#: 6023960

Professional summary

Travis Vernon Lethco, who also goes by Travis V Lethco, is a registered financial advisor currently at TWIN CITY PRIVATE WEALTH, LLC located in Winston-salem, North Carolina.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Travis has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Travis V Lethco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Twin City Private Wealth Insurance Services, LLC; (2) Investment-related; (3) 301 N. Main Street, Suite 1902, Winston-Salem, NC 27101; (4) Insurance sales; (5) Owner and licensed insurance agent; (6) October 2021; (7) Approximately 40 hours per month (all during securities trading hours); (8) Recommend and sell insurance and other products. (1) American Financial Education Alliance; (2) Investment-related; (3) 349 Copperfield Blvd. NE, STE L #106, Concord, NC 28025; (4) Financial education; (5) Instructor; (6) December 2024; (7) Approximately 10 hours per month (including 6 hours during securities trading hours); (8) Teach financial education courses to members.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Vernon Lethco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2021 - Present

TWIN CITY PRIVATE WEALTH, LLC

Office #1: 301 N Main Street Suite 1902, Winston-salem, NC 27101

RIA

CRD#: 315836

WINSTON-SALEM, NC

Past

April 20, 2018 - September 17, 2021

SEMMAX FINANCIAL ADVISORS, INC.

RIA

CRD#: 144978

WINSTON-SALEM, NC

Past

January 2, 2013 - April 24, 2018

BB&T SECURITIES, LLC

RIA

CRD#: 142785

WINSTON-SALEM, NC

Past

January 2, 2013 - April 24, 2018

BB&T SECURITIES, LLC

CRD#: 142785

WINSTON-SALEM, NC

Past

October 31, 2012 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

RIA

CRD#: 6255

WINSTON-SALEM, NC

Past

May 24, 2012 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

WINSTON-SALEM, NC

Past

April 19, 2012 - May 18, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WINSTON-SALEM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TWIN CITY PRIVATE WEALTH, LLC

DOGWOOD WEALTH ADVISORS, LLC | TWIN CITY PRIVATE WEALTH, LLC

CRD#: 315836 / SEC#: 801-130041

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/10/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/2012

General Securities Representative Examination

Current Firm

TWIN CITY PRIVATE WEALTH, LLC

DOGWOOD WEALTH ADVISORS, LLC | TWIN CITY PRIVATE WEALTH, LLC

CRD#: 315836 / SEC#: 801-130041

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/10/2024 Terminated)

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Contact information

Main Address

301 N Main Street Suite 1902, Winston-salem, NC 27101

Mailing Address

Phone number

(336) 930-9494

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWIN CITY PRIVATE WEALTH FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	480
AUM (Assets Under Management)	$ 129,895,184

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Travis V. Lethco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Vernon Lethco's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEMMAX FINANCIAL ADVISORS, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TWIN CITY PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2012

Series 63

Date: 8/7/2012

SIE

Date: 4/24/2018

Series 7

Date: 4/18/2012

Current Firm

TWIN CITY PRIVATE WEALTH, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TWIN CITY PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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