Joyce C. Pool
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce Christine Pool was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 2012. Joyce had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2014 - March 24, 2017
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
February 7, 2012 - February 24, 2014
REDHAWK WEALTH ADVISORS, INC.
State Registrations and Notice Filings
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Current Firm
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
CRD#: 162143 / SEC#: 801-76773
Contact information
Red Flags
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