Michael C. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Chase Black, who also goes by Chase Black, Michael C Black, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2012. Michael had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2015 - May 16, 2019
BLACK DRUTHERS
September 10, 2012 - January 13, 2015
WELLS FARGO CLEARING SERVICES, LLC
September 10, 2012 - January 13, 2015
WELLS FARGO CLEARING SERVICES, LLC
March 23, 2012 - April 27, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACK DRUTHERS
CRD#: 174858 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
