Joshua D. Magnus

WEALTHBUILDERS INVESTMENTS

GREENWOOD VILLAGE, CO 80111

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CRD#: 6023697

Professional summary

Joshua Daniel Magnus, who also goes by Josh Magnus, Joshua Daniel Magnus, Joshua Magnus, is a registered financial advisor currently at WEALTHBUILDERS INVESTMENTS located in Greenwood Village, Colorado and SEROS FINANCIAL, LLC located in Littleton, Colorado.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Joshua has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Josh Magnus | Joshua Daniel Magnus | Joshua Magnus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed Insurance Agent; Investment-related; 10855 Hidden Pool Heights, Suite 250, Colorado Springs, CO, 80908 Insurance Sales; Implementations of insurance recommendations; approximately 10% of time per month. 2) MPM LTD; Not investment-related; Property management; Management of tenants, payments, maintenance; approximately 5% of time per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Daniel Magnus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2025 - Present

WEALTHBUILDERS INVESTMENTS

Office #1: 5600 S. Quebec St. Suite 130b, Greenwood Village, CO 80111

RIA

CRD#: 173306

GREENWOOD VILLAGE, CO

Current

August 13, 2026 - Present

SEROS FINANCIAL, LLC

RIA

CRD#: 166808

LITTLETON, CO

Past

March 24, 2024 - December 31, 2024

WEALTHBUILDERS INVESTMENTS

RIA

CRD#: 173306

Englewood, CO

Past

January 28, 2022 - February 16, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

LAKEWOOD, CO

Past

January 28, 2022 - February 16, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LAKEWOOD, CO

Past

March 5, 2018 - January 10, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GREENWOOD VILLAGE, CO

Past

April 10, 2012 - January 10, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEROS FINANCIAL, LLC

CRD#: 166808 / SEC#: 801-120609

RIA

Registered Investment Advisory firm - (3/25/2021 Approved)

Arizona

Registered Investment Advisory firm - (4/15/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/5/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/26/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/9/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SEROS FINANCIAL, LLC

CRD#: 166808 / SEC#: 801-120609

RIA

Registered Investment Advisory firm - (3/25/2021 Approved)

Arizona

Registered Investment Advisory firm - (4/15/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2021 Terminated)

PREMIUM

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Contact information

Main Address

2141 East Broadway Rd. Suite 220, Tempe, AZ 85282

Mailing Address

Phone number

(480) 967-1155

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A SEROS FINANCIAL, LLC (11/11/2025)

Regulatory assets under management

Total Number of Accounts	990
AUM (Assets Under Management)	$ 301,058,504

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joshua D. Magnus

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Daniel Magnus's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEROS FINANCIAL, LLC

WEALTHBUILDERS INVESTMENTS

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

SEROS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/5/2018

Series 63

Date: 9/26/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2013

Series 6

Date: 4/9/2012

Current Firm

SEROS FINANCIAL, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEROS FINANCIAL, LLC

TRUST BUT VERIFY

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