Rodney A. Schauer

COMPLETE INVESTMENT ADVISORY

Fargo, ND 58103

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CRD#: 6023553

Professional summary

Rodney Alan Schauer, ChFC®, who also goes by Rod Alan Schauer, is a registered financial advisor currently at COMPLETE INVESTMENT ADVISORY, LLC located in Fargo, North Dakota.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Rodney has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rod Alan Schauer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPLETE FINANCIAL GROUP INC: INVESTMENT RELATED - YES, 3211 FIECHTNER DR S, STE 6, FARGO ND 58103, INSURANCE SALES, PRESIDENT/OWNER/INSURANCE AGENT, STARTED 1992, 8 HOURS/MONTH & 5 HOURS/MONTH DURING TRADING HOURS, CLIENT SERVICE. COMPLETE TAX ADVISORY LLC: NON INVESTMENT RELATED, 3211 FIECHTNER DR S, STE 6, FARGO ND 58103, STARTED 2009, 5 HOURS/MONTH, 5 HOURS/MONTH DURING TRADING HOURS, TAX PLANNING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Alan Schauer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

April 25, 2013 - Present

COMPLETE INVESTMENT ADVISORY, LLC

Office #1: 3211 Fiechtner Dr. Suite 6, Fargo, ND 58103

RIA

CRD#: 166876

Fargo, ND

Past

March 5, 2012 - July 31, 2013

THE WRIGHT LEGACY GROUP, LLC

RIA

CRD#: 146934

FARGO, ND

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/18/2013)

IAR

North Dakota
(4/25/2013)

IAR

Texas
(12/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

COMPLETE INVESTMENT ADVISORY, LLC

CRD#: 166876 / SEC#:

Minnesota

Registered Investment Advisory firm - (11/8/2013 Approved)

North Dakota

Registered Investment Advisory firm - (4/23/2013 Approved)

Texas

Registered Investment Advisory firm - (11/28/2016 Conditional Restricted)

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Contact information

Main Address

3211 Fiechtner Dr. Suite 6, Fargo, ND 58103

Mailing Address

Phone number

(701) 277-9392

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	432
AUM (Assets Under Management)	$ 98,746,299

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodney A. Schauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Alan Schauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPLETE INVESTMENT ADVISORY, LLC

THE WRIGHT LEGACY GROUP, LLC

State Registrations and Notice Filings

Exams

Current Firm

COMPLETE INVESTMENT ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COMPLETE INVESTMENT ADVISORY, LLC

TRUST BUT VERIFY

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