Stephen R. Violago
Professional summary
Stephen Raphael Violago, who also goes by Stephen VIolago, is a registered financial professional currently at BROWNSTONE INVESTMENT GROUP, LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2015. Stephen has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Raphael Violago's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2026 - Present
BROWNSTONE INVESTMENT GROUP, LLC
Office #1: 505 Fifth Avenue 10th Floor, New York, NY 10017May 1, 2023 - August 19, 2025
CANTOR FITZGERALD & CO.
July 22, 2015 - April 12, 2023
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2026)
(4/2/2026)
(4/2/2026)
(4/2/2026)
Exams
FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884 / SEC#: , 8-50460
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWNSTONE INVESTMENT OPPORTUNITIES, LLC | SOLE MEMBER | |
| BARTMESS, JOANNE CHRISTINE | FINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18) | 2922047 |
| HUNTER, MICHELLE HALLA | CHIEF COMPLIANCE OFFICER | 2689083 |
| LOWEY, DOUGLAS BENNETT | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 1932929 |
| SABLOWSKY, JON SCOTT | CHIEF OPERATING OFFICER | 1515334 |
Red Flags
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