Nicholas S. Neukirch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Sean Neukirch, who also goes by Nick Neukirch, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2013. Nicholas had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2018 - October 14, 2022
PROACTIVE CAPITAL MANAGEMENT, INC.
August 18, 2016 - June 19, 2018
LEGACY FINANCIAL STRATEGIES, LLC
October 6, 2014 - December 16, 2016
LEGACY FINANCIAL STRATEGIES, LLC
July 16, 2013 - October 1, 2014
VSR FINANCIAL SERVICES, INC.
February 12, 2013 - October 1, 2014
VSR FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PROACTIVE CAPITAL MANAGEMENT, INC.
CRD#: 297791 / SEC#: 801-128137
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROACTIVE CAPITAL MANAGEMENT, INC.
CRD#: 297791 / SEC#: 801-128137
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 601 |
| AUM (Assets Under Management) | $ 151,549,748 |
Red Flags
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