AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
HS

Haley M. Schwartz

ARX PRIVATE WEALTH
Lancaster, PA 17601
Some features on this profile are disabled
CRD#: 6022987
HS

Professional summary

Haley Marie Schwartz, CFP®, who also goes by Haley Schwartz, is a registered financial advisor currently at ARX PRIVATE WEALTH located in Lancaster, Pennsylvania.

Haley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Haley has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Haley Schwartz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Haley Marie Schwartz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

February 23, 2026 - Present

ARX PRIVATE WEALTH

Office #1: 1891 Santa Barbara Drive Suite 106, Lancaster, PA 17601
RIA
CRD#: 338631
Lancaster, PA
Past

January 7, 2019 - February 12, 2026

RKL PRIVATE WEALTH

RIA
CRD#: 122693
LANCASTER, PA
Past

August 8, 2017 - December 10, 2018

RKL PRIVATE WEALTH

RIA
CRD#: 122693
LANCASTER, PA
Past

April 17, 2013 - July 5, 2017

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
YORK, PA
Past

February 20, 2012 - July 5, 2017

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
YORK, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(2/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/4/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/2/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/5/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/25/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/17/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AP
ARX PRIVATE WEALTH
ARX PRIVATE WEALTH

CRD#: 338631 / SEC#: 801-134623

RIA
Registered Investment Advisory firm - (11/14/2025 120-Day Approval)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Lancaster, PA
Mailing Address
Phone number
(717) 587-6586
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/24/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARX PRIVATE WEALTH

CRD#: 338631Lancaster, PA 17601

TRUST BUT VERIFY

Monitor Haley Schwartz

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Sarah Allison Darling
Sarah DarlingAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
EPHRATA, PA
SB
Shayne BeecherAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Lancaster, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.