Naomi J. Martinez

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CRD#: 6022889

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Naomi J Martinez, who also goes by Naomi J Martinez, Naomi Jessica Martinez, Naomi Martinez, was a registered financial professional .

Naomi is a previously registered financial professional and started their career in finance in 2012. Naomi had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Naomi J Martinez | Naomi Jessica Martinez | Naomi Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). NAME: ADVISORS EXCEL; INV RELATED:YES; ADDRESS:2950 SW MCCLURE RD, TOPEKA, KS 66614; NATURE:INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; POSITION:INSURANCE AGENT; START DATE:01/2022; HOURS/MONTH:40; TRADING HOURS/MONTH:40; DUTIES:INSURANCE SALES 2). NAME: MIRAU CAPITAL MANAGEMENT ; INV RELATED:YES; ADDRESS:1860 SUDDERTH DR, RUIDOSO, NM 88345; NATURE: SECURITIES AND ADVISORY LICENSED SERVICING ACCOUNTS; START DATE:01/2022; HOURS/MONTH:40; TRADING HOURS/MONTH:40; DUTIES: BUILD MANAGE AND HELP PROTECT CLIENTS ACCOUNTS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 31, 2022 - March 15, 2022

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

RUIDOSO, NM

Past

January 31, 2022 - March 15, 2022

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

RUIDOSO, NM

Past

November 24, 2020 - October 28, 2021

FBL WEALTH MANAGEMENT, LLC

RIA

CRD#: 291396

West Des Moines, IA

Past

November 23, 2020 - October 28, 2021

FBL MARKETING SERVICES, LLC

CRD#: 5309

Albuquerque, NM

Past

December 23, 2019 - November 16, 2020

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

Albuquerque, NM

Past

December 16, 2019 - November 16, 2020

BBVA SECURITIES INC.

CRD#: 27060

ALBUQUERQUE, NM

Past

July 13, 2018 - December 2, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

January 27, 2017 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

ALBUQUERQUE, NM

Past

January 24, 2017 - November 21, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ALBUQUERQUE, NM

Past

March 15, 2016 - January 5, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SANTA FE, NM

Past

March 6, 2012 - January 5, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SANTA FE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADISON AVENUE SECURITIES, LLC

ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426

RIA

Registered Investment Advisory firm - SEC (2/24/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/7/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/5/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MADISON AVENUE SECURITIES, LLC

ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426

RIA

Registered Investment Advisory firm - SEC (2/24/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

13500 Evening Creek Dr N #555, San Diego, CA 92128

Mailing Address

13500 Evening Creek Dr N #555, San Diego, CA 92128

Phone number

(858) 207-1300

Established

Delaware since 05/05/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

SEC notice filing (50 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MADISON AVENUE SECURITIES FORM ADV PART 2A 3-26-2025 (10/3/2025)

MADISON AVENUE SECURITIES WRAP PROGRAM BROCHURE 3-26-2025 (10/3/2025)

Direct owners and executive officers

Name	Position	CRD#
KT EQUITY PARTNERS II, LLC	DIRECT OWNER
CALLANAN, DAVID JAMES	MEMBER	4237166
FIXSEN, VILAYPHONE	CHIEF OPERATING OFFICER	4585926
FOSTER, CODY GRANT	MEMBER	4237075
JENSEN, GAIL MARIE	DEPUTY CHIEF COMPLIANCE OFFICER	1943705
MCNEES, MARTIN WILLIAM	PRESIDENT	3168410
METCALFE, INC.	OWNER
PIERSON, MELISSA KAY	CHIEF COMPLIANCE OFFICER	1685017
SCHENDEL, JENNIFER	MEMBER	6136948
WOODS, SANDRA ANN	FINOP	6200533

Regulatory assets under management

Total Number of Accounts	14,100
AUM (Assets Under Management)	$ 2,038,801,712

Disclosures

Regulatory Event	8
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Naomi J. Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

FBL WEALTH MANAGEMENT, LLC

FBL MARKETING SERVICES, LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

MADISON AVENUE SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2016

Series 63

Date: 5/7/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/19/2016

Series 6

Date: 3/5/2012

Current Firm

MADISON AVENUE SECURITIES, LLC

Contact information

SEC notice filing (50 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MADISON AVENUE SECURITIES, LLC

TRUST BUT VERIFY

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