Cassie L. Beswick
Professional summary
Cassie Lyn Beswick, who also goes by Cassie Lyn Plimpton, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.
Cassie is registered as a RR (Registered Representative) and started their career in finance in 2012. Cassie has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cassie Lyn Beswick's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2015 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116October 21, 2021 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116November 17, 2023 - Present
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
Office #1: 200 Berkeley Street, Boston, MA 02116May 15, 2012 - December 9, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2015)
(6/30/2020)
Exams
FINRA
Current Firm
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
CRD#: 150842 / SEC#: , 8-68303
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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Company Information
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
CRD#: 150842Boston, MA 02116TRUST BUT VERIFY
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