Jennifer L. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Lee King, who also goes by Jen Farese, Jennifer Lee Farese, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2012. Jennifer had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2019 - November 12, 2019
J.W. COLE FINANCIAL, INC.
June 22, 2017 - November 14, 2017
CHARLES SCHWAB & CO., INC.
July 27, 2015 - October 4, 2016
CHARLES SCHWAB & CO., INC.
August 14, 2014 - September 23, 2014
OSAIC FA, INC.
August 5, 2013 - June 13, 2014
CETERA INVESTMENT SERVICES LLC
December 19, 2012 - May 31, 2013
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
