Aaron P. Wade

WASHINGTON TRUST ADVISORS

Westerly, RI 02891

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CRD#: 6022436

Professional summary

Aaron Pleau Wade, CFP® is a registered financial advisor currently at WASHINGTON TRUST ADVISORS located in Westerly, Rhode Island.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Aaron has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PIANIST; NON-INVESTMENT RELATED; 6 PROSPECT AVE, NORTH KINGSTOWN, RI 02852; PERFORMER; JANUARY 2009; 1-9 HOURS PER MONTH. CHOIR DIRECTOR; NON-INVESTMENT RELATED; NORTH KINGSTOWN UNITED METHODIST CHURCH; JANUARY 2025; 5-10 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Pleau Wade's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 15, 2025 - Present

WASHINGTON TRUST ADVISORS

Office #1: 23 Broad Street 2nd Floor, Westerly, RI, 02891

RIA

CRD#: 110407

Westerly, RI

Past

September 11, 2014 - July 31, 2025

LIGHTHOUSE FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 127748

WESTERLY, RI

Past

September 14, 2012 - September 4, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PUTNAM, CT

Past

June 25, 2012 - September 4, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PUTNAM, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WASHINGTON TRUST ADVISORS

CRD#: 110407 / SEC#: 801-18403

RIA

Registered Investment Advisory firm - (2/11/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/15/2025)

IAR

Massachusetts
(9/9/2025)

IAR

Rhode Island
(8/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/13/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/22/2012

General Securities Representative Examination

Current Firm

WASHINGTON TRUST ADVISORS

CRD#: 110407 / SEC#: 801-18403

RIA

Registered Investment Advisory firm - (2/11/1983 Approved)

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Contact information

Main Address

20 William St Suite 135, Wellesley, MA 02481

Mailing Address

Phone number

(781) 235-7055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WASHINGTON TRUST ADVISOR'S FORM PART 2A (9/3/2025)

WASHINGTON TRUST ADVISOR'S FORM PART 2B (9/3/2025)

Regulatory assets under management

Total Number of Accounts	1,356
AUM (Assets Under Management)	$ 1,999,516,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron P. Wade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Pleau Wade's CRS (Customer Relationship Summary).

Certified licenses

Experience

WASHINGTON TRUST ADVISORS

LIGHTHOUSE FINANCIAL MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WASHINGTON TRUST ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2012

Series 7

Date: 6/22/2012

Current Firm

WASHINGTON TRUST ADVISORS

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WASHINGTON TRUST ADVISORS

TRUST BUT VERIFY

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