Korey Farr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Korey Farr, who also goes by Corey Farr, was a registered financial professional .
Korey is a previously registered financial professional and started their career in finance in 2012. Korey had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2016 - August 14, 2017
ALLEGIS INVESTMENT SERVICES, LLC
May 7, 2014 - August 22, 2017
NAVIGATE PRIVATE WEALTH, LLC
May 2, 2014 - July 1, 2016
MUTUAL SECURITIES, INC.
November 5, 2012 - May 7, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
August 10, 2012 - May 7, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALLEGIS INVESTMENT SERVICES, LLC
CRD#: 168557 / SEC#: , 8-69318
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
