Anthony F. Carimi
Professional summary
Anthony Franklin Carimi, who also goes by Anthony Carimi, Tony Carimi, is a registered financial advisor currently at CCM INVESTMENT ADVISERS, LLC located in Columbia, South Carolina.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Anthony has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Franklin Carimi's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2022 - Present
CCM INVESTMENT ADVISERS, LLC
Office #1: 1201 Main Street Suite 1910, Columbia, SC 29201May 30, 2017 - April 22, 2022
SYNOVUS SECURITIES, INC.
May 30, 2017 - April 22, 2022
SYNOVUS SECURITIES, INC.
August 21, 2012 - June 14, 2017
WELLS FARGO CLEARING SERVICES, LLC
July 2, 2012 - June 14, 2017
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
CCM INVESTMENT ADVISERS, LLC
CRD#: 105743 / SEC#: 801-29159
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/31/2022)
Exams
Current Firm
CCM INVESTMENT ADVISERS, LLC
CRD#: 105743 / SEC#: 801-29159
Contact information
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,057 |
| AUM (Assets Under Management) | $ 1,318,093,474 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CCM INVESTMENT ADVISERS, LLC
CRD#: 105743Columbia, SC 29201TRUST BUT VERIFY
Monitor Anthony Carimi
Get automatic monthly alerts on:
