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DB

David M. Bonnichsen

PHOENIX FINANCIAL ENGINEERING
Baltimore, MD
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CRD#: 6021950
DB

Professional summary


David Martin Bonnichsen, who also goes by David Bonnichsen, is a registered financial advisor currently at PHOENIX FINANCIAL ENGINEERING, LLC located in Baltimore, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


David Bonnichsen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view David Martin Bonnichsen's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 8, 2016 - Present

PHOENIX FINANCIAL ENGINEERING, LLC

RIA
CRD#: 284293
Baltimore, MD
Past

July 2, 2014 - June 1, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
HUNT VALLEY, MD
Past

July 2, 2014 - June 1, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
HUNT VALLEY, MD
Past

March 30, 2012 - July 7, 2014

MORGAN STANLEY

RIA
CRD#: 149777
BALTIMORE, MD
Past

March 6, 2012 - July 7, 2014

MORGAN STANLEY

BD
CRD#: 149777
BALTIMORE, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maryland
(7/8/2016)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/29/2012
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PF
PHOENIX FINANCIAL ENGINEERING, LLC
PHOENIX FINANCIAL ENGINEERING LLC | PHOENIX FINANCIAL ENGINEERING, LLC

CRD#: 284293 / SEC#:

Maryland
Registered Investment Advisory firm - (7/8/2016 Approved)
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Contact information


Main Address
Baltimore, MD
Mailing Address
Phone number
(410) 657-5788
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts28
AUM (Assets Under Management)$ 16,500,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PHOENIX FINANCIAL ENGINEERING, LLC

CRD#: 284293Baltimore, MD

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