Arnold L. Widlitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnold Leonard Widlitz was a registered financial professional .
Arnold is a previously registered financial professional and started their career in finance in 1965. Arnold had worked at 2 firms and has passed the Series 63, Series 41, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 1984 - April 27, 2000
SHELBY CULLOM DAVIS & CO., L.P.
February 19, 1965 - November 25, 1977
F. M. MAYER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 12/15/1984
NYSE Allied Member ExaminationSeries 1
Date: 7/17/1961
Registered Representative ExaminationCurrent Firm
SHELBY CULLOM DAVIS & CO., L.P.
CRD#: 767 / SEC#: , 8-75
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHELBY DAVIS TRUST B, SHELBY M.C. DAVIS & CHRISTOPHER C. DAVIS TRUSTEES | LIMITED PARTNER | |
| SHELBY DAVIS TRUST A, SHELBY M.C. DAVIS & CHRISTOPHER C. DAVIS TRUSTEES | LIMITED PARTNER | |
| DAVIS, CHRISTOPHER CULLOM | TRUSTEE | |
| DAVIS, SHELBY MOORE CULLOM | TRUSTEE | |
| FRAZIA, ANTHONY | OPERATIONS PRINCIPAL/CHIEF COMPLIANCE OFFICER/CROP/EXECUTIVE REGISTERED REPRESENTIVE | 1829919 |
| FRIEDLAENDER, CHARLES STEPHEN | SALES PRINCIPAL | 214448 |
| ROSANOFF, WARREN MICHAEL | FINANCIAL AND OPERATIONS PRINCIPAL, SECURITIES LENDING SUPERVISOR | 1861250 |
| SHELBY DAVIS TRUST A, SHELBY M.C. DAVIS & CHRISTOPHER C. DAVIS TRUSTEES | TRUSTEE/GENERAL PARTNER |
Disclosures
| Regulatory Event | 7 |
Red Flags
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