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Joan Evangeline Reid

CRD# 602171·Registered 1967 - 2011
Previously Registered: Being a previously registered professional could mean that Joan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joan Evangeline Reid, who also goes by Evangeline Joan Rogers, was a registered financial advisor. Joan was a previously registered financial professional and started their career in finance 1967 - 2011. Joan had worked at 3 firms and has passed the Series 1, Series 4, F04, Series 24 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Evangeline Joan Rogers

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

65 years in the financial services industry

Current & Past Employments

JOBEL FINANCIAL, INC.·CRD# 8168
BD
Carson City, NV
April 16, 1980 - December 31, 2011
PORTFOLIO STRATEGIES, INC.·CRD# 6455
BD
May 3, 1973 - March 9, 1981
BELMONT REID & CO., INC.·CRD# 85
BD
April 21, 1967 - March 1, 1976

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Current Firm

JF
JOBEL FINANCIAL, INC.

JOBEL FINANCIAL COMPANY | JOBEL FINANCIAL, INC.

CRD#: 8168 / SEC#: 8-24666
BD
Terminated by SEC on 02/15/2012

Contact Information

Established

Nevada since 09/01/1986

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
REID, BELMONT MERVYNPRESIDENT—
REID, JOAN EVANGELINESECRETARY/TREASURER/CCO602171

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Oct 1961

Series 4 — Registered Options Principal Examination

Passed Apr 1980About the Series 4 exam

F04 — Financial Principal Examination

Passed Sep 1979

Series 24 — General Securities Principal Examination

Passed Aug 1979About the Series 24 exam

Series 00 — General Securities Principal Examination

Passed Apr 1967

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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