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Aaron D Stonecipher

KPP ADVISORY SERVICES
LOUISVILLE, KY
·CRD# 6021596·5 years experience

Professional Summary

Aaron D Stonecipher, who also goes by A.d. Stonecipher, is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Louisville, Kentucky and LPL FINANCIAL LLC located in Louisville, Kentucky. Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Aaron has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

A.d. Stonecipher

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

KPP ADVISORY SERVICES LLC·CRD# 289507
RIA
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222
March 5, 2024 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
BD
9300 Shelbyville Rd Ste. 1310, Louisville, KY 40222-5170
February 12, 2024 - Present

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Current Firm

KA
KPP ADVISORY SERVICES LLC

DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC

CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - SEC (9/15/2017 Approved)

Contact Information

Main Address

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222

Phone Number

(502) 394-0400

# of Employees

37

SEC notice filing (27 States and Territories)

Registered to provide investment advisory services in 27 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV2A KPP ADVISORY SERVICES LLC (3/20/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,995

AUM (Assets Under Management)

$1,241,011,682

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-09/29/2023 - KENTUCKY PLANNING PARTNERS, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 2-09/29/2023 - C6 MUSIC, LLC - Business Owner - C6 Music is a Concert Company Co-Own and Co-Founded - Non-Inv Rel - Sellersburg, IN - Start: 01/2002 - 1 Hr/Mth 3- 12/2023 / Town Council Member:5th District Representative & Chairman of Economic Redevelopment Co / Politics/Government / Non Invst Rltd / 25 hrs mnth 4- 12/2023 / Clerk Treasurer / Politics/Government / Non Investment Related / 32 Hrs Mnth 5. 01/15/2025- KPP Advisory Services- Registered Investment Advisor -I provide investment advisory services through KPP Advisory Services, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At Reported Business Location(s)- Start date 04/18/2024- 40 Hours Per Month- 30 Hours During Trading. 6. Name of outside business: Town of Clarksville, IN; Is the business investment related: Yes; Location of the business: 2000 Broadway Clarksville IN 47129 USA; Position Title: Clerk-Treasurer; Responsibilities Duties: Elected Chief Financial Officer for the civil municipality of Clarksville, providing compliance oversight to record keeping, payroll, accounts payable, and short-term investments.; Start date with business: 2024-01-01; Hours per month devoted to business during trading hours: 24; Hours per month devoted to business outside trading hours: 24; Percentage of total yearly compensation expected to be derived from the business: 80; Will an IRS form for income earned be received: Yes; Contact person at the organization: Sherry Lockard, FIrst Deputy to Clerk-Treasurer; Website address for the organization: www.townofclarksville.com;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KPP ADVISORY SERVICES LLC

DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC

CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - SEC (9/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(3/14/2024)
RR
Indiana
(3/14/2024)
IAR
Indiana
(11/18/2024)
RR
Kentucky
(2/12/2024)
IAR
Kentucky
(3/5/2024)
RR
Missouri
(3/14/2024)
RR
Oregon
(3/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2021About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Aaron D Stonecipher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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AS
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