AS
Aaron D. Stonecipher
KPP ADVISORY SERVICES LLC
Louisville, KY 40222
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CRD#: 6021596
AS
Professional summary
Aaron D Stonecipher, who also goes by A.d. Stonecipher, is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Louisville, Kentucky and LPL FINANCIAL LLC located in Louisville, Kentucky.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Aaron has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
A.d. Stonecipher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-09/29/2023 - KENTUCKY PLANNING PARTNERS, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 2-09/29/2023 - C6 MUSIC, LLC - Business Owner - C6 Music is a Concert Company Co-Own and Co-Founded - Non-Inv Rel - Sellersburg, IN - Start: 01/2002 - 1 Hr/Mth 3- 12/2023 / Town Council Member:5th District Representative & Chairman of Economic Redevelopment Co / Politics/Government / Non Invst Rltd / 25 hrs mnth 4- 12/2023 / Clerk Treasurer / Politics/Government / Non Investment Related / 32 Hrs Mnth 5. 01/15/2025- KPP Advisory Services- Registered Investment Advisor -I provide investment advisory services through KPP Advisory Services, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At Reported Business Location(s)- Start date 04/18/2024- 40 Hours Per Month- 30 Hours During Trading. 6. Name of outside business: Town of Clarksville, IN; Is the business investment related: Yes; Location of the business: 2000 Broadway Clarksville IN 47129 USA; Position Title: Clerk-Treasurer; Responsibilities Duties: Elected Chief Financial Officer for the civil municipality of Clarksville, providing compliance oversight to record keeping, payroll, accounts payable, and short-term investments.; Start date with business: 2024-01-01; Hours per month devoted to business during trading hours: 24; Hours per month devoted to business outside trading hours: 24; Percentage of total yearly compensation expected to be derived from the business: 80; Will an IRS form for income earned be received: Yes; Contact person at the organization: Sherry Lockard, FIrst Deputy to Clerk-Treasurer; Website address for the organization: www.townofclarksville.com;
CRS (Client Relationship Summary) - RIA
Click below to view Aaron D Stonecipher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2024 - Present
KPP ADVISORY SERVICES LLC
Office #1: 9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222RIA
CRD#: 289507
Louisville, KY
Current
February 12, 2024 - Present
LPL FINANCIAL LLC
Office #1: 9300 Shelbyville Rd Ste. 1310, Louisville, KY 40222-5170RIA
BD
CRD#: 6413
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(3/14/2024)
RR
Indiana(3/14/2024)
IAR
Indiana(11/18/2024)
RR
Kentucky(2/12/2024)
IAR
Kentucky(3/5/2024)
RR
Missouri(3/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/12/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222
Mailing Address
Phone number
(502) 394-0400
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,405 |
| AUM (Assets Under Management) | $ 874,251,636 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KPP ADVISORY SERVICES LLC
CRD#: 289507Louisville, KY 40222TRUST BUT VERIFY
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