Jack D. Prosen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Donald Prosen was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1967. Jack had worked at 18 firms and has passed the Series 24 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 1986 - December 8, 1987
IRONWOOD SECURITIES, INC.
June 15, 1984 - April 15, 1986
NEMETZ CAPITAL CORP.
May 7, 1984 - May 15, 1984
CHURCHILL INVESTMENT CORPORATION
March 21, 1983 - August 16, 1984
JACK D. PROSEN, INC.
April 26, 1982 - December 21, 1982
BOARDWALK CAPITAL CORPORATION
October 9, 1981 - February 10, 1982
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 22, 1978 - May 7, 1981
PRUDENTIAL EQUITY GROUP, LLC
February 24, 1978 - July 5, 1978
MORGAN STANLEY DW INC.
September 14, 1977 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
April 19, 1977 - October 25, 1977
DREXEL BURNHAM LAMBERT INCORPORATED
June 18, 1976 - August 16, 1977
STERN, FRANK, MEYER & FOX, INCORPORATED
January 29, 1976 - June 29, 1976
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
July 8, 1974 - January 2, 1976
THOMSON MCKINNON SECURITIES INC.
September 14, 1973 - August 19, 1975
W. E. HUTTON & CO.
July 25, 1972 - November 29, 1973
DOMIK CORP.
June 1, 1972 - August 20, 1972
WEIS SECURITIES, INC.
April 16, 1971 - June 22, 1972
CBWL HAYDEN STONE INC
June 12, 1967 - March 19, 1971
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
IRONWOOD SECURITIES, INC.
CRD#: 13543 / SEC#: , 8-29427
Contact information
Documents
Red Flags
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