AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MT

Mark Ronald Tracy

ENDURING WEALTH ADVISORS
TEMECULA, CA
·CRD# 6021317·13 years experience

Professional Summary

Mark Ronald Tracy is a registered financial advisor currently at ENDURING WEALTH ADVISORS located in Temecula, California and LPL FINANCIAL LLC located in Temecula, California. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Mark has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

TB
Thomas George Bickersteth

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SAINT PETERSBURG, FL · CRD#
View profile
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#
Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

TB
Thomas George Bickersteth

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SAINT PETERSBURG, FL · CRD#
Oscar Javier Barbosa
Oscar Javier Barbosa

CHARLES SCHWAB & CO., INC.

Bakersfield, CA · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#
Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

TB
Thomas George Bickersteth

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SAINT PETERSBURG, FL · CRD#
Oscar Javier Barbosa
Oscar Javier Barbosa

CHARLES SCHWAB & CO., INC.

Bakersfield, CA · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#
Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

TB
Thomas George Bickersteth

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SAINT PETERSBURG, FL · CRD#
Oscar Javier Barbosa
Oscar Javier Barbosa

CHARLES SCHWAB & CO., INC.

Bakersfield, CA · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#
Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Years of Experience

13 years in the financial services industry

Current & Past Employments

ENDURING WEALTH ADVISORS·CRD# 323320
RIA
27555 Ynez Road Suite 212, Temecula, CA 92591
April 3, 2023 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
BD
27555 Ynez Rd Ste 212 Tower Office Plaza, Temecula, CA 92591-4678
March 5, 2013 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Manhattan Beach, CA
March 26, 2013 - December 22, 2023

Similar Advisors

TB
Thomas George Bickersteth

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SAINT PETERSBURG, FL · CRD#
Oscar Javier Barbosa
Oscar Javier Barbosa

CHARLES SCHWAB & CO., INC.

Bakersfield, CA · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#
Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Current Firm

EW
ENDURING WEALTH ADVISORS

ENDURING WEALTH ADVISORS | ENDURING WEALTH ADVISORS, LLC

CRD#: 323320 / SEC#: 801-127552
RIA
Registered Investment Advisory firm - SEC (3/30/2023 Approved)

Contact Information

Main Address

27555 Ynez Road Suite 212, Temecula, CA 92591

Phone Number

(951) 693-9900

# of Employees

4

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/12/2026)

Regulatory Assets Under Management

Total Number of Accounts

451

AUM (Assets Under Management)

$122,799,186

Similar Advisors

TB
Thomas George Bickersteth

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SAINT PETERSBURG, FL · CRD#
Oscar Javier Barbosa
Oscar Javier Barbosa

CHARLES SCHWAB & CO., INC.

Bakersfield, CA · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#
Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 07/24/2012 - Enduring Wealth Advisors - DBA for LPL Business (entity for LPL business) - Time Spent 100% 2. 9/18/2017 - No Business Name - Not Investment Related - Home Based - Other-Foster Parent - Started 05/05/2014 - 20 Hours Per Month/0 Hours During Securities Trading. 3. 04/26/2023 - Enduring Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 03/31/2023 - 150 Hours Per Month/50 Hours During Securities Trading - I provide investment advisory services through Enduring Wealth Advisors, an independent investment advisor firm. I started this business activity in 3/2023. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. Placentia Pony Baseball; Not Investment-Related; P.O. BOX 865, PLACENTIA, CA 92870; FIELDS ARE LOCATED AT 2098 TUFFREE BLVD; PLACENTIA, CA 92870; Recreation Youth Baseball; I am the team manager for the Shetland Phillies in the spring of 2024 season. This is a volunteer position; January 2024; Approx. 35 hours a month spent at this OBA; 0 hours spent during securities trading hours; I am responsible for communicating with the team, preparing for practices and games, running the practices and games, player development, and finding volunteers to be the team parent and assistant coach. I also communicate with the team parent and the league and ensure the team meets the league requirements.

Similar Advisors

TB
Thomas George Bickersteth

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SAINT PETERSBURG, FL · CRD#
Oscar Javier Barbosa
Oscar Javier Barbosa

CHARLES SCHWAB & CO., INC.

Bakersfield, CA · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#
Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
ENDURING WEALTH ADVISORS

ENDURING WEALTH ADVISORS | ENDURING WEALTH ADVISORS, LLC

CRD#: 323320 / SEC#: 801-127552
RIA
Registered Investment Advisory firm - SEC (3/30/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(3/1/2016)
RR
Arkansas
(4/25/2016)
RR
California
(3/26/2013)
IAR
California
(4/3/2023)
RR
Idaho
(6/6/2016)
RR
Kansas
(2/24/2021)
RR
Kentucky
(9/10/2024)
RR
Louisiana
(3/10/2016)
RR
Nevada
(2/16/2017)
RR
New Hampshire
(1/23/2023)
RR
New Mexico
(4/27/2016)
RR
New York
(2/5/2025)
RR
Ohio
(6/21/2019)
RR
Oklahoma
(5/7/2018)
RR
Oregon
(2/8/2017)
RR
Pennsylvania
(6/6/2016)
RR
South Carolina
(7/15/2019)
RR
South Dakota
(5/10/2018)
RR
Tennessee
(1/2/2024)
RR
Texas
(4/27/2016)
RR
Utah
(3/10/2016)
RR
Washington
(1/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2013About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2013About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

TB
Thomas George Bickersteth

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SAINT PETERSBURG, FL · CRD#
Oscar Javier Barbosa
Oscar Javier Barbosa

CHARLES SCHWAB & CO., INC.

Bakersfield, CA · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#
Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ronald Tracy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

TB
Thomas George Bickersteth

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SAINT PETERSBURG, FL · CRD#
Oscar Javier Barbosa
Oscar Javier Barbosa

CHARLES SCHWAB & CO., INC.

Bakersfield, CA · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#
Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#
MT
Follow Mark
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required