Jacob W. Huebner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob William Huebner, who also goes by Jacob William Huebner Mr., was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2012. Jacob had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2014 - November 17, 2016
FIRST CLEARING, LLC
May 23, 2014 - May 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
May 23, 2014 - May 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
January 28, 2013 - March 13, 2013
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 26, 2012 - March 13, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FIRST CLEARING, LLC
CRD#: 17344 / SEC#: , 8-35158
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Arbitration | 2 |
Red Flags
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