CA
Cody A. Albrecht
J. W. COLE ADVISORS
MILFORD, PA
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CRD#: 6021018
CA
Professional summary
Cody Aaron Albrecht is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Milford, Pennsylvania and J.W. COLE FINANCIAL, INC. located in Milford, Pennsylvania.
Cody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Cody has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ARKKC Entertainment, 47 Grace Lane Pleasant Valley NY 12569, Actor, 12/21/2015, 10 hours total, 10 during trading hours. (2) VALLEY INVESTMENT PLANNING -DBA, INVESTMENT RELATED; 106 BRIDGES WAY, MILFORD PA 18837; SALES AND/OR ADVISORY SERVICES, REGISTERED REPRESENTATIVE. (3) Red Hook Chamber of Commerce - Non-Investment Related - 7346 S Broadway Red hook, NY 12571 - Vice President - Start Date: 1/5/2016 - 4 hours per month - 1 hour during trading hours - relationship building. (4) A. Notary Services B. 7405 South Broadway, Red Hook, NY C. Notary Public D. 02/22/2018 E. 1 hour per month during trading hours. (5) Zulch Tax; not investment related; start date 12/2/2020 - tax preparer; 8 Prince Street Red Hook NY 12571; Imputing tax information during tax season starting Feb 1- April 15, currently Training 1 day a week until then; 72 hours per month, 60 hours during trading. (6) SLAT Trust/Legacy Trust; Investment related; 7405 South Broadway; Red Hook, NY 12571; Trust Advisor; To provide the trustee with sound advice, and appoint/fire trustees as seen fit; Start 12/29/2023; 0 hours spent. (7) KH Legacy Trust; Trust Advisor; Not investment related; 14342 Wadsworth Drive, NY; Replace Trustee if needed and make sure my sister's wishes are carried out; Start 5/1/2024; 0 hour /month during trading. (8) Mark Scordato and Associates Wealth Management; Investment Related; 119 Cherry Hill Rd, Suite 135, Parsippany NJ 07054; Registered Investment Advisor, Investment Advisor Representative; Full Financial Advising; Start 5/22/24; 40 hours/month during trading. (9) Foresight Financial Strategies LLC; DBA; 106 Bridges way Milford PA 18337; Investment Related; Owner;�Start Date:� 8/1/2025; 35 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Cody Aaron Albrecht's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2017 - Present
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
MILFORD, PA
Current
October 5, 2017 - Present
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Milford, PA
Past
April 25, 2016 - October 11, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
RED HOOK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/7/2019)
RR
Florida(8/7/2019)
RR
Georgia(8/7/2019)
RR
New York(10/5/2017)
IAR
New York(3/29/2021)
RR
North Carolina(8/7/2019)
RR
Pennsylvania(7/21/2025)
IAR
Pennsylvania(7/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
